KG
Kelly Grant
EAGLE STRATEGIES LLC
SANTA ROSA, CA 95401
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CRD#: 6570823
KG
Professional summary
Kelly Grant, who also goes by Kelisha A Grant, Kelisha Ann Grant, Kelisha Grant, Kelly A Grant, Kelly Ann Grant, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Santa Rosa, California and NYLIFE SECURITIES LLC located in Santa Rosa, California.
Kelly is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Kelly has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kelisha A Grant | Kelisha Ann Grant | Kelisha Grant | Kelly A Grant | Kelly Ann Grant
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[BNI - Business Networking International; Help chapters with various issues such as understanding attendance policies, renewal of chapter members, understanding their on-line training programs and computer programs. Speaking engagements to members of other chapters with networking skills.; 1520 Apple Creek Lane, Santa Rosa, CA 95401; Start Date 03/2022; Role/Title: Director Consultant; Not Investment Related; 4 hours per month; 0 hours per month during securities trading hours;Visiting other chapters and helping them learn networking skills and understanding basic rules of BNI] [Sonoma County Section on Aging; A coalition of agencies & organizations concerned with the well-being of older adults & education of our members. Network alliance, we advocate for and promote the development, coordination, and implementation of older adult services the County; 1816A Sonoma Ave, Santa Rosa, CA 95405; Start Date 09/2022; Role/Title: Board Member; Not Investment Related; 2 hours per month; 0 hours per month during securities trading hours; attend meetings, network with local business owners in the senior services community,] [Senior Advocacy Services; 1) Elder Justice Initiative. 2) Medicare/ HICAP counseling 3)Ombudsman for long term care providing a voice for vulnerable seniors who may feel ashamed to communicate problems of abuse be it physical, sexual, emotional, verbal or financial.; 1129 Industrial Avenue, Suite 201, Petaluma, CA 94952; Start Date 09/2022; Role/Title: Board Member; Not Investment Related; 2 hours per month; 0 hours per month during securities trading hours;Attend meetings, plan local events, help create awareness of issues seniors face, assist with fundraising events] [Business Networking International - Best Networkers in Town; Networking group. BNI SF BAY - Networking group of Business Networkers International. BNIT is one of the local Santa Rosa Chapters.; 3328 Yulupa Avenue, Santa Rosa CA 95405; Start Date 04/2016; Role/Title: Board Member; Not Investment Related; 10 hours per month; 5 hours per month during securities trading hours; For the next term, I will be acting as Secretary/Treasurer. I will be scheduling speakers, assisting the President and Vice-President grow and manage the chapter, resolve conflicts and help the members understand BNI Core values. I will be sending invoices on behalf of the organization to members for quarterly dues. We have elected to NOT have me on the chapter's bank account, so I will not be handling money. The President and VP will handle collection of dues as will the merchant services/credit card processor in our chapter. I will not be collecting money.]
CRS (Client Relationship Summary) - RIA
Click below to view Kelly Grant's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 7, 2022 - Present
EAGLE STRATEGIES LLC
Office #1: 149 Stony Circle Suite 200, Santa Rosa, CA 95401RIA
CRD#: 110826
SANTA ROSA, CA
Current
August 10, 2017 - Present
NYLIFE SECURITIES LLC
Office #1: 149 Stony Circle Suite 200, Santa Rosa, CA 95401BD
CRD#: 5167
Santa Rosa, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/12/2024)
RR
California(9/25/2017)
IAR
California(1/7/2022)
RR
Kentucky(1/9/2023)
RR
Nevada(1/9/2023)
RR
Oregon(1/9/2023)
RR
Washington(1/9/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 6/12/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
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Company Information
EAGLE STRATEGIES LLC
CRD#: 110826Santa Rosa, CA 95401TRUST BUT VERIFY
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