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Tanner V. Felts
WEALTHSPIRE RETIREMENT ADVISORY
Oklahoma City, OK 73142
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CRD#: 6570547
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Professional summary
Tanner Vincent Felts, who also goes by Tanner Felts, is a registered financial advisor currently at WEALTHSPIRE RETIREMENT ADVISORY located in Oklahoma City, Oklahoma.
Tanner is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Tanner has worked at 5 firms and has passed the Series 63, Series 65, Series 6TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Tanner Felts
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Business Name: INTRUST Bank Investment Related: Yes Address: 7134 S Yale Ave, Suite 910, Tulsa, OK 74105 Nature: Retirement Plan Advising: Retirement Plan Advisor Start Date: 04/25/2022 Hours Per Month: 140 Hours Per Day: 6 Duties: Retirement plan consulting
CRS (Client Relationship Summary) - RIA
Click below to view Tanner Vincent Felts's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 22, 2025 - Present
WEALTHSPIRE RETIREMENT ADVISORY
Office #1: 4811 Gaillardia Pkwy, Oklahoma City, OK 73142RIA
CRD#: 121254
Oklahoma City, OK
Past
June 21, 2022 - January 14, 2025
LPL FINANCIAL LLC
RIA
CRD#: 6413
TULSA, OK
Past
June 21, 2022 - January 14, 2025
LPL FINANCIAL LLC
BD
CRD#: 6413
TULSA, OK
Past
March 29, 2022 - April 25, 2022
TRIAD ADVISORS LLC
BD
CRD#: 25803
Tulsa, OK
Past
October 22, 2020 - March 31, 2022
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
Tulsa, OK
Past
December 3, 2018 - March 31, 2022
KESTRA ADVISORY SERVICES, LLC
RIA
CRD#: 283330
Kansas City, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
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WEALTHSPIRE RETIREMENT ADVISORY
401 (K) ADVISORS | WEALTHSPIRE RETIREMENT, LLC | WEALTHSPIRE RETIREMENT ADVISORY | SST BENEFITS AND CONSULTING SERVICES LLC | NFP RETIREMENT INC. | NFP RETIREMENT | FIDUCIARYPATH | FIDUCIARY FIRST, LLC | ACCELERATE RETIREMENT | 403(B) ADVISORS | 401(K) INVESTMENT ADVISORS, INC. | 401(K) ADVISORS, INC. | 401(K) ADVISORS INC. | 401 (K) ADVISORS, INC.
CRD#: 121254 / SEC#: 801-66107
RIA
Registered Investment Advisory firm - (1/31/2006 Approved)California
Registered Investment Advisory firm - (2/9/2006 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Ohio(10/28/2025)
IAR
Oklahoma(1/22/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 10/22/2020
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
Current Firm
WR
WEALTHSPIRE RETIREMENT ADVISORY
401 (K) ADVISORS | WEALTHSPIRE RETIREMENT, LLC | WEALTHSPIRE RETIREMENT ADVISORY | SST BENEFITS AND CONSULTING SERVICES LLC | NFP RETIREMENT INC. | NFP RETIREMENT | FIDUCIARYPATH | FIDUCIARY FIRST, LLC | ACCELERATE RETIREMENT | 403(B) ADVISORS | 401(K) INVESTMENT ADVISORS, INC. | 401(K) ADVISORS, INC. | 401(K) ADVISORS INC. | 401 (K) ADVISORS, INC.
CRD#: 121254 / SEC#: 801-66107
RIA
Registered Investment Advisory firm - (1/31/2006 Approved)California
Registered Investment Advisory firm - (2/9/2006 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
120 Vantis Suite 400, Aliso Viejo, CA 92656
Mailing Address
Phone number
(949) 460-9898
Established
Firm type
Fiscal year end
# of Employees
240
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 9,394 |
| AUM (Assets Under Management) | $ 118,031,461,765 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
WEALTHSPIRE RETIREMENT ADVISORY
CRD#: 121254Oklahoma City, OK 73142TRUST BUT VERIFY
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