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JC

James Curran

PACIFIC POINT WEALTH MANAGEMENT
CARLSBAD, CA 92011
Some features on this profile are disabled
CRD#: 6569802
JC

Professional summary

James Curran, who also goes by James Curran V, James Curran, is a registered financial advisor currently at PACIFIC POINT WEALTH MANAGEMENT located in Carlsbad, California.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. James has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

James Curran V | James Curran

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Curran's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 16, 2025 - Present

PACIFIC POINT WEALTH MANAGEMENT

Office #1: 6125 Paseo Del Norte, Carlsbad, CA 92011
RIA
CRD#: 338392
CARLSBAD, CA
Past

May 17, 2024 - August 12, 2025

ONESEVEN

RIA
CRD#: 283087
Bakersfield, CA
Past

July 13, 2022 - November 20, 2023

XTON FINANCIAL LLC

BD
CRD#: 132847
San Diego, CA
Past

May 10, 2022 - May 17, 2024

X ADVISORS, LLC

RIA
CRD#: 315838
Bakersfield, CA
Past

April 5, 2019 - May 10, 2022

EDWARD JONES

RIA
CRD#: 250
BAKERSFIELD, CA
Past

March 11, 2019 - May 10, 2022

EDWARD JONES

BD
CRD#: 250
BAKERSFIELD, CA
Past

November 23, 2015 - February 27, 2019

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
BAKERSFIELD, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(12/16/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 4/4/2019
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 12/3/2015
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/2/2017
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 11/23/2015
Investment Company Products/Variable Contracts Representative Examination

Current Firm

PP
PACIFIC POINT WEALTH MANAGEMENT
PACIFIC POINT WEALTH MANAGEMENT | PACIFIC POINT WEALTH MANAGEMENT, LLC

CRD#: 338392 / SEC#: 801-134417

RIA
Registered Investment Advisory firm - (9/26/2025 120-Day Approval)
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Contact information

Main Address
6125 Paseo Del Norte, Carlsbad, CA 92011
Mailing Address
Phone number
(858) 248-7054
Established
Firm type
Fiscal year end
# of Employees
4

SEC notice filing (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2B (1/19/2026)
FORM ADV PART 2B (1/19/2026)
FORM ADV PART 2B (1/19/2026)
FORM ADV PART 2B (1/19/2026)
FORM ADV - PART 2A (1/19/2026)
FORM ADV PART 2B (1/19/2026)

Regulatory assets under management

Total Number of Accounts38
AUM (Assets Under Management)$ 6,450,550

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PACIFIC POINT WEALTH MANAGEMENT

CRD#: 338392Carlsbad, CA 92011

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