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KS

Kayla L. Sullivan

WEALTH ENHANCEMENT BROKERAGE SERVICES
Plymouth, MN 55441
Some features on this profile are disabled
CRD#: 6569128
KS

Professional summary

Kayla Laraun Sullivan, who also goes by Kayla Laraun Sullivan, is a registered financial professional currently at WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC located in Plymouth, Minnesota.

Kayla is registered as a RR (Registered Representative) and started their career in finance in 2015. Kayla has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Kayla Laraun Sullivan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
QUAY EYEWARE INC.; NOT INV. RELATED; LAS VEGAS, NV; SALES ASSOCIATE; SUNGLASSES; START DATE 12/2022; 15 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES: ASSIST CLIENTS WITH SUNGLASSES AND SUNGLASS ACCESSORIES.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kayla Laraun Sullivan's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 25, 2025 - Present

WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC

Office #1: 505 N Highway 169 Suite 900, Plymouth, MN 55441
BD
CRD#: 130139
Plymouth, MN
Past

January 29, 2019 - September 5, 2023

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
LAS VEGAS, NV
Past

January 8, 2019 - September 5, 2023

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
LAS VEGAS, NV
Past

December 17, 2015 - April 27, 2017

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
JACKSONVILLE, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Nevada
(8/25/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 11/21/2015
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 4/27/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/17/2015
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

WE
WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC
WEALTH ENHANCEMENT | WEALTH ENHANCEMENT GROUP, LLC | WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC

CRD#: 130139 / SEC#: , 8-66305

BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information

Main Address
505 N Highway 169 Suite 900, Plymouth, MN 55441
Mailing Address
505 N Highway 169 Suite 900, Plymouth, MN 55441
Phone number
(763) 417-1700
Established
Minnesota since 06/02/2003
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
WEALTH ENHANCEMENT GROUP, LLCOWNER
CAHN, JAMES LORENVICE PRESIDENT6052512
CAIN, STEPHANIE MHEAD OF SUPERVISION4081085
CLARK, LISA LYNNOPERATIONS OFFICER2271616
DEKKO, JEFFREY THOMAS HAROLDVICE PRESIDENT4648018
DIECKHAUS, JOSEPH ALANCHIEF COMPLIANCE OFFICER5374613
FURCHT, ELIZABETH ANNSECRETARY5778785
WINDORSKI, KELLY JOSEPHCHIEF MANAGER AND CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, TREASURER, AND FINANCIAL OPERATIONS PRINCIPAL3211118

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC

CRD#: 130139Plymouth, MN 55441

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