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GF

Giancarle M. Farinacci

PGM GLOBAL
Montreal Quebec, H3B 2N2
Some features on this profile are disabled
CRD#: 6566388
GF

Professional summary

Giancarle Michele Farinacci, who also goes by Giancarlo Farinacci, is a registered financial professional currently at PGM GLOBAL INC. .

Giancarle is registered as a RR (Registered Representative) and started their career in finance in 2015. Giancarle has worked at 1 firm and has passed the SIE, Series 99TO, Series 14 and Series 27 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Giancarlo Farinacci

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Giancarle Michele Farinacci's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 26, 2015 - Present

PGM GLOBAL INC.

Office #1: 1010 De La Gauchetiere W - Suite 2010, Montreal Quebec, H3B 2N2Office #2: 1010 De La Gauchetiere W - Suite 2010, Montreal Quebec, H3B 2N2
BD
CRD#: 104387
Montreal Quebec,

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 1/2/2023
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
Principal/Supervisory Exam
RR
Series 14
Date: 12/10/2019
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 27
Date: 10/26/2015
Financial and Operations Principal Examination
SRO Registrations
RR
FINRA

Current Firm

PG
PGM GLOBAL INC.
BROCKHOUSE & COOPER INC. | PGM GLOBAL INC. | PAVILION GLOBAL MARKETS LTD.

CRD#: 104387 / SEC#: , 8-52850

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
1010 De La Gauchetiere W - Suite 2010, Montreal Quebec, H3B 2N2
Mailing Address
1010 De La Gauchetiere W, Suite 2010, Montreal Quebec, H3B 2N2
Phone number
(514) 932-7171
Established
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
PGM GLOBAL HOLDINGS INC.SHAREHOLDER
CHOUEIRI, MARIODIRECTOR5178472
FARINACCI, GIANCARLE MICHELECHIEF FINANCIAL OFFICER / FINOP / CCO6566388

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PGM GLOBAL INC.

CRD#: 104387Montreal Quebec, H3B 2N2

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