MS
Michele L. Shuman
THRIVENT INVESTMENT MANAGEMENT
Rincon, GA 31326
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CRD#: 6565611
MS
Professional summary
Michele Lynn W Shuman, who also goes by Walter Lynn Michele, is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Rincon, Georgia.
Michele is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Michele has worked at 1 firm and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Walter Lynn Michele
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
GEORGIA BATTLEFIELDS ASSOCIATION POSITION: Board Member NATURE: The mission of GBA a 501(c)3 organization is to acquire, study, preserve and disseminate knowledge and awareness of and historic sites and battlefields in the state of Georgia that are at risk due to urban development. They do this by sponsoring and conducting tours, roundtables and presentations and working with other nonprofits with objectives that align with theirs. When GBA acquires property they preserve it back to its original state and then donate it to historical organizations, the state park service or local municipality. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/15/2025 ADDRESS: 315 S 5th St., Griffin GA 30224-4343, United States DESCRIPTION: I would attend on in person meeting in the spring of the year and a bimonthly meeting via zoom. If property is identified to be preserved I would be involved in coordination volunteers and helping with the preservation projects.
CRS (Client Relationship Summary) - RIA
Click below to view Michele Lynn W Shuman's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Michele Lynn W Shuman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 4, 2016 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 272 S Columbia Ave, Rincon, GA 31326RIA
BD
CRD#: 18387
Rincon, GA
Current
November 23, 2015 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 272 S Columbia Ave, Rincon, GA 31326RIA
BD
CRD#: 18387
Rincon, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Connecticut(8/15/2017)
RR
Florida(7/20/2016)
RR
Georgia(1/4/2016)
IAR
Georgia(4/4/2016)
RR
Kentucky(8/13/2025)
RR
Michigan(10/4/2019)
RR
Missouri(5/18/2016)
RR
Nevada(6/4/2025)
RR
North Carolina(5/2/2025)
RR
Ohio(10/2/2019)
RR
Oklahoma(7/25/2025)
IAR
Oklahoma(7/28/2025)
RR
Pennsylvania(10/4/2019)
RR
South Carolina(5/18/2016)
RR
Tennessee(2/8/2021)
RR
Virginia(5/18/2016)
RR
West Virginia(5/26/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415
Phone number
+1 (800) 847-4836
Established
Delaware since 07/29/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,846
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
