Andrew R. Rumbelow

SYON CAPITAL

SAN FRANCISCO, CA 94111

CRD#: 6565406

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Professional summary

Andrew Richard Rumbelow, who also goes by Andrew Rumbelow, is a registered financial advisor currently at SYON CAPITAL LLC located in San Francisco, California.

Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Andrew has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Andrew Rumbelow

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Richard Rumbelow's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 10, 2026 - Present

SYON CAPITAL LLC

Office #1: 555 Montgomery St. Ste 1250, San Francisco, CA 94111

RIA

CRD#: 322776

SAN FRANCISCO, CA

Past

May 23, 2018 - March 5, 2026

FISHER INVESTMENTS

RIA

CRD#: 107342

Camas, WA

Past

August 15, 2016 - September 20, 2017

RAYMOND JAMES & ASSOCIATES, INC.

RIA

CRD#: 705

MEMPHIS, TN

Past

January 23, 2016 - September 20, 2017

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

MEMPHIS, TN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SYON CAPITAL LLC

SYON | SYON LLC | SYON CAPITAL LLC

CRD#: 322776 / SEC#: 801-126386

RIA

Registered Investment Advisory firm - (8/12/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(6/10/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/13/2016

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 9/20/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/23/2016

General Securities Representative Examination

Current Firm

SYON CAPITAL LLC

SYON | SYON LLC | SYON CAPITAL LLC

CRD#: 322776 / SEC#: 801-126386

RIA

Registered Investment Advisory firm - (8/12/2022 Approved)

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Contact information

Main Address

555 Montgomery St. Ste 1250, San Francisco, CA 94111

Mailing Address

Phone number

(415) 520-7966

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SYON CAPITAL ADV PART 2A 03-26-2025 (4/29/2025)

Regulatory assets under management

Total Number of Accounts	869
AUM (Assets Under Management)	$ 2,933,416,209

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Andrew R. Rumbelow

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Richard Rumbelow's CRS (Customer Relationship Summary).

Certified licenses

Experience

SYON CAPITAL LLC

FISHER INVESTMENTS

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

Primary Firm SEC Registration

SYON CAPITAL LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/13/2016

SIE

Date: 9/20/2017

Series 7

Date: 1/23/2016

Current Firm

SYON CAPITAL LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SYON CAPITAL LLC

TRUST BUT VERIFY

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