Winnie H. Knapp
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Winnie Hui Knapp, CFP®, who also goes by Hui Xu, was a registered financial professional .
Winnie is a previously registered financial professional and started their career in finance in 2015. Winnie had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2018
Experience
November 19, 2018 - December 31, 2024
TRANSCEND FINANCIAL ADVISORS INC.
May 11, 2018 - May 24, 2018
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
May 11, 2018 - May 24, 2018
CAMBRIDGE INVESTMENT RESEARCH, INC.
March 7, 2017 - May 15, 2018
PRUCO SECURITIES, LLC.
November 16, 2015 - May 15, 2018
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
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Exams
Current Firm
TRANSCEND FINANCIAL ADVISORS INC.
CRD#: 297715 / SEC#:
Contact information
Red Flags
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