Bernardino Ortiz

SYON CAPITAL LLC

San Francisco, CA 94111

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CRD#: 6564518

Professional summary

Bernardino Ortiz is a registered financial advisor currently at SYON CAPITAL LLC located in San Francisco, California.

Bernardino is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Bernardino has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bernardino Ortiz's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 6, 2022 - Present

SYON CAPITAL LLC

Office #1: 555 Montgomery St. Ste 1250, San Francisco, CA 94111

RIA

CRD#: 322776

San Francisco, CA

Past

November 28, 2017 - September 21, 2022

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

SAN FRANCISCO, CA

Past

August 18, 2017 - September 21, 2022

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

SAN FRANCISCO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SYON CAPITAL LLC

SYON | SYON LLC | SYON CAPITAL LLC

CRD#: 322776 / SEC#: 801-126386

RIA

Registered Investment Advisory firm - (8/12/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(10/6/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/27/2017

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/18/2017

General Securities Representative Examination

Current Firm

SYON CAPITAL LLC

SYON | SYON LLC | SYON CAPITAL LLC

CRD#: 322776 / SEC#: 801-126386

RIA

Registered Investment Advisory firm - (8/12/2022 Approved)

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Contact information

Main Address

555 Montgomery St. Ste 1250, San Francisco, CA 94111

Mailing Address

Phone number

(415) 520-7966

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SYON CAPITAL ADV PART 2A 03-26-2025 (4/29/2025)

Regulatory assets under management

Total Number of Accounts	869
AUM (Assets Under Management)	$ 2,933,416,209

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Bernardino Ortiz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bernardino Ortiz's CRS (Customer Relationship Summary).

Certified licenses

Experience

SYON CAPITAL LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

SYON CAPITAL LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/27/2017

SIE

Date: 10/1/2018

Series 7

Date: 8/18/2017

Current Firm

SYON CAPITAL LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SYON CAPITAL LLC

TRUST BUT VERIFY

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