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JB

Jason A. Beatty

GRADIENT SECURITIES
Springfield, IL 62704
Some features on this profile are disabled
CRD#: 6563611
JB
Jason Andrew BeattyGRADIENT SECURITIES

Professional summary

Jason Andrew Beatty, CFP®, who also goes by Jason Beatty, Jason Andrew Beatty, is a registered financial advisor currently at GRADIENT SECURITIES, LLC located in Springfield, Illinois.

Jason is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Jason has worked at 9 firms and has passed the Series 66, Series 7 and SIE exams.

Aliases

Jason Beatty | Jason Andrew Beatty

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Andrew Beatty's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Jason Andrew Beatty's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Experience

Current

June 29, 2026 - Present

GRADIENT SECURITIES, LLC

Office #1: 1287 Wabash Ave, Springfield, IL 62704
RIA
BD
CRD#: 127701
Springfield, IL
Current

June 29, 2026 - Present

GRADIENT SECURITIES, LLC

Office #1: 1287 Wabash Ave, Springfield, IL 62704
RIA
BD
CRD#: 127701
Springfield, IL
Past

June 14, 2025 - May 15, 2026

KESTRA INVESTMENT SERVICES, LLC

BD
CRD#: 42046
Springfield, IL
Past

June 13, 2025 - May 15, 2026

KESTRA ADVISORY SERVICES, LLC

RIA
CRD#: 283330
Springfield, IL
Past

November 27, 2023 - June 20, 2025

EDELMAN FINANCIAL ENGINES

RIA
CRD#: 104510
CHATHAM, IL
Past

February 25, 2023 - August 31, 2023

CAPITAL ANALYSTS

RIA
CRD#: 162200
Lutz, FL
Past

February 8, 2023 - August 31, 2023

LINCOLN INVESTMENT

RIA
CRD#: 519
LUTZ, FL
Past

February 7, 2023 - August 31, 2023

LINCOLN INVESTMENT

BD
CRD#: 519
LUTZ, FL
Past

August 12, 2020 - January 31, 2023

VALIC FINANCIAL ADVISORS, INC.

RIA
CRD#: 42803
TAMPA, FL
Past

August 11, 2020 - January 31, 2023

VALIC FINANCIAL ADVISORS, INC.

BD
CRD#: 42803
TAMPA, FL
Past

March 15, 2019 - May 14, 2020

MORGAN STANLEY

RIA
CRD#: 149777
TAMPA, FL
Past

March 15, 2019 - May 14, 2020

MORGAN STANLEY

BD
CRD#: 149777
TAMPA, FL
Past

December 5, 2018 - January 25, 2019

SECURIAN FINANCIAL SERVICES, INC.

RIA
CRD#: 15296
TAMPA, FL
Past

November 8, 2018 - January 25, 2019

SECURIAN FINANCIAL SERVICES, INC.

BD
CRD#: 15296
TAMPA, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GS
GRADIENT SECURITIES, LLC
GRADIENT SECURITIES, LLC | SYM CAPITAL SECURITIES, LLC | GRADIENT WEALTH MANAGEMENT

CRD#: 127701 / SEC#: 801-80807, 8-66032

RIA
Registered Investment Advisory firm - SEC (1/8/2015 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Illinois
(6/29/2026)
IAR
Illinois
(6/29/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 11/2/2018
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 9/19/2018
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 9/19/2018
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

GS
GRADIENT SECURITIES, LLC
GRADIENT SECURITIES, LLC | SYM CAPITAL SECURITIES, LLC | GRADIENT WEALTH MANAGEMENT

CRD#: 127701 / SEC#: 801-80807, 8-66032

RIA
Registered Investment Advisory firm - SEC (1/8/2015 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information

Main Address
4105 Lexington Avenue Suite 380, Arden Hills, MN 55126
Mailing Address
4105 Lexington Avenue Suite 380, Arden Hills, MN 55126
Phone number
(866) 991-1539
Established
Delaware since 04/09/2003
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
62

SEC notice filing (51 States and Territories)

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

GWM ADV PART 2A & 2B (3/28/2025)

Direct owners and executive officers

NamePositionCRD#
MERAKI PRIVATE EQUITY, LLCOWNER
JOCHUM, JAMIE LEEFINOP4459768
NELSON, ROBERT SCOTTPRESIDENT & ELECTED MANAGER4237080
REMME, BRIAN ANDREWCHIEF COMPLIANCE OFFICER3103459

Regulatory assets under management

Total Number of Accounts7,322
AUM (Assets Under Management)$ 591,069,287

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GRADIENT SECURITIES, LLC

CRD#: 127701Springfield, IL 62704

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