Evan M. Brown

FIRSTRADE SECURITIES

Flushing, NY 11354

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CRD#: 6563464

Professional summary

Evan Michael Brown, who also goes by Evan Brown, is a registered financial professional currently at FIRSTRADE SECURITIES INC. located in Flushing, New York and TAG CAPITAL PARTNERS located in New York, New York.

Evan is registered as a RR (Registered Representative) and started their career in finance in 2016. Evan has worked at 15 firms and has passed the Series 66, Series 82TO, SIE, Series 57, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Evan Brown

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Evan Michael Brown's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 7, 2022 - Present

FIRSTRADE SECURITIES INC.

Office #1: 30-50 Whitestone Expressway, Suite A301, Flushing, NY 11354

CRD#: 16843

Flushing, NY

Current

March 6, 2023 - Present

TAG CAPITAL PARTNERS

Office #1: 275 Madison Ave 30th Floor, New York, NY 10016

CRD#: 318850

New York, NY

Current

October 1, 2024 - Present

PEAKSTONE SECURITIES, LLC

CRD#: 157146

Washougal, WA

Current

June 20, 2025 - Present

DINARI SECURITIES, LLC

Office #1: 260 Madison Avenue Suite 8051, New York, NY 10016

CRD#: 329672

New York, NY

Current

July 15, 2025 - Present

FENIX SECURITIES, LLC

Office #1: One World Trade Center 85th Floor, New York, NY, 10007

CRD#: 159481

New York, NY

Past

January 27, 2025 - March 6, 2025

ALDER SECURITIES LLC

CRD#: 326041

GREENWICH, CT

Past

August 28, 2024 - May 30, 2025

ORTEX SECURITIES LLC

CRD#: 322213

NEW YORK, NY

Past

August 11, 2023 - July 22, 2025

WEMATCH.LIVE LLC

CRD#: 322944

NEW YORK, NY

Past

June 5, 2023 - September 9, 2024

UPSIDE MARKETPLACE, LLC

CRD#: 319501

BROOKLYN, NY

Past

August 26, 2022 - December 31, 2022

ALBERT SECURITIES, LLC

CRD#: 305928

CULVER CITY, CA

Past

July 6, 2022 - January 12, 2023

VF SECURITIES

CRD#: 315194

EL SEGUNDO, CA

Past

May 18, 2022 - February 27, 2024

STOCKPILE INVESTMENTS, INC.

CRD#: 156170

SAN FRANCISCO, CA

Past

February 14, 2018 - January 3, 2022

SUSQUEHANNA FINANCIAL GROUP, LLLP

CRD#: 35865

BALA CYNWYD, PA

Past

January 29, 2018 - January 3, 2022

G1 EXECUTION SERVICES, LLC

CRD#: 111528

CHICAGO, IL

Past

November 22, 2016 - October 25, 2017

MORGAN STANLEY

RIA

CRD#: 149777

MT. LAUREL, NJ

Past

June 1, 2016 - October 25, 2017

MORGAN STANLEY

CRD#: 149777

MT. LAUREL, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(7/2/2025)

Alaska
(7/8/2025)

Arizona
(8/7/2025)

Arkansas
(8/27/2025)

California
(7/29/2025)

Colorado
(8/13/2025)

Connecticut
(5/25/2023)

Delaware
(7/22/2025)

District of Columbia
(8/5/2025)

Florida
(9/8/2025)

Georgia
(7/30/2025)

Hawaii
(7/28/2025)

Idaho
(7/2/2025)

Indiana
(1/19/2024)

Iowa
(7/23/2025)

Kansas
(7/28/2025)

Kentucky
(7/1/2025)

Louisiana
(6/30/2025)

Maine
(7/8/2025)

Maryland
(8/28/2025)

Massachusetts
(10/24/2025)

Michigan
(7/28/2025)

Minnesota
(7/14/2025)

Mississippi
(7/25/2025)

Missouri
(9/2/2025)

Montana
(8/19/2025)

Nebraska
(7/28/2025)

Nevada
(9/11/2025)

New Hampshire
(8/11/2025)

New Jersey
(8/13/2025)

New Mexico
(8/13/2025)

New York
(7/7/2022)

North Carolina
(8/12/2025)

North Dakota
(8/7/2025)

Ohio
(7/30/2025)

Oklahoma
(7/24/2025)

Oregon
(7/31/2025)

Pennsylvania
(7/31/2025)

Puerto Rico
(9/3/2025)

Rhode Island
(7/24/2025)

South Carolina
(8/5/2025)

South Dakota
(1/11/2024)

Tennessee
(8/15/2025)

Texas
(10/30/2025)

Utah
(7/28/2025)

Vermont
(7/28/2025)

Virgin Islands
(8/29/2025)

Virginia
(9/9/2025)

Washington
(11/19/2024)

West Virginia
(8/6/2025)

Wisconsin
(7/24/2025)

Wyoming
(9/9/2025)

Exams

State Security Law Exam

IAR

Series 66

Date: 11/21/2016

Uniform Combined State Law Examination

General Industry/Product Exam

Series 82TO

Date: 1/2/2023

Limited Representative-Private Securities Offerings

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 57

Date: 8/23/2018

Securities Trader Exam

General Industry/Product Exam

Series 7

Date: 6/1/2016

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/17/2019

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

FENIX SECURITIES, LLC

CRD#: 159481 / SEC#: , 8-68988

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

One World Trade Center 85th Floor, New York, NY, 10007

Mailing Address

One World Trade Center 85th Floor, New York, NY, 10007

Phone number

(212) 220-7444

Established

Delaware since 06/01/2007

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (10 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
FENIX FINANCIAL INC.	MEMBER
ANDERSON, KATHERINE ALICE	FINOP/PFO	4723171
BROWN, EVAN MICHAEL	CHIEF COMPLIANCE OFFICER /AML COMPLIANCE OFFICER	6563464
CATALANO, JOHN FRANK	COMPLIANCE PRINCIPAL	2873076
GALVEZ POURTALE, JULIAN	MANAGING PARTNER/PRINCIPAL/ROP	4474817

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Evan M. Brown

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Evan Michael Brown's CRS (Customer Relationship Summary).

Certified licenses

Experience

TAG CAPITAL PARTNERS

PEAKSTONE SECURITIES, LLC

DINARI SECURITIES, LLC

FENIX SECURITIES, LLC

ALDER SECURITIES LLC

ORTEX SECURITIES LLC

WEMATCH.LIVE LLC

UPSIDE MARKETPLACE, LLC

ALBERT SECURITIES, LLC

VF SECURITIES

STOCKPILE INVESTMENTS, INC.

SUSQUEHANNA FINANCIAL GROUP, LLLP

G1 EXECUTION SERVICES, LLC

MORGAN STANLEY

MORGAN STANLEY

State Registrations and Notice Filings

Exams

Series 66

Date: 11/21/2016

Series 82TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 57

Date: 8/23/2018

Series 7

Date: 6/1/2016

Series 24

Date: 1/17/2019

FINRA

Current Firm

FENIX SECURITIES, LLC

Contact information

FINRA licenses (10 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

FENIX SECURITIES, LLC

TRUST BUT VERIFY

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