Joseph C. Kuo
FARTHER
Newark, CA 94560
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CRD#: 6563403
Professional summary
Joseph Chuo-ju Kuo, CFP® is a registered financial advisor currently at FARTHER located in Newark, California.
Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Joseph has worked at 5 firms and has passed the Series 65 exam.
Biography
MY CERTIFICATIONS AND MEMBERSHIPS
CERTIFIED FINANCIAL PLANNER ™ Professional
Certified Management Accountant
Certified Grief Recovery Specialist
Motivational Interview Practitioner
Board Member of SF Chapter of Financial Planning Association
Question & Answer
What are your service offerings?
Estate Planning
Insurance Planning
Tax Planning
Comprehensive Financial Planni...
Employee and Employer Plan Ben...
Investment Planning
Retirement Planning
Do you have an area of expertise or specialization?
Business Owners
Corporate Executives
Estate & Generational Planning...
Financial Psychology/Coaching
Generation X
Tax Planning
What is your minimum asset requirement?
1
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) Golden Gate University; Non-investment related; 536 Mission Street, San Francisco, CA. 94105; University; Adjunct Professor; Starting 1/2021; approximately 10 hours a month. Duties: teaching students. 2.) Abundance Life Planning; Non-investment related; online; Title: Founder; Starting 7/2022; approximately 5-10 hours a month. Duties: coashing, teaching in workshops.
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Chuo-ju Kuo's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2017
Experience
Current
June 11, 2024 - Present
FARTHER
Office #1: 39899 Balentine Drive Suite 200, Newark, CA 94560RIA
CRD#: 302050
Newark, CA
Past
March 13, 2023 - August 7, 2024
FINANCIAL LIFE FOCUS, LLC
RIA
CRD#: 152904
Newark, CA
Past
March 5, 2021 - June 17, 2021
FAMILY WEALTH CONSULTANTS, INC.
RIA
CRD#: 128494
San Jose, CA
Past
June 5, 2018 - July 27, 2023
ABUNDANCE WEALTH PLANNING, LLC
RIA
CRD#: 296783
NEWARK, CA
Past
November 12, 2015 - April 10, 2018
GRIFFIN BLACK, LLC
RIA
CRD#: 134684
REDWOOD CITY, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FA
FARTHER
FARTHER | SIGNALPOINT ASSET MANAGEMENT | PLEASANT STREET WEALTH | ONESOURCE WEALTH MANAGEMENT POWERED BY FARTHER | MASSO TORRENCE WEALTH MANAGEMENT INC. | GUILD INVESTMENT MANAGEMENT | FARTHER FINANCE ADVISORS, LLC
CRD#: 302050 / SEC#: 801-116721
RIA
Registered Investment Advisory firm - (7/19/2019 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(6/11/2024)
Current Firm
FA
FARTHER
FARTHER | SIGNALPOINT ASSET MANAGEMENT | PLEASANT STREET WEALTH | ONESOURCE WEALTH MANAGEMENT POWERED BY FARTHER | MASSO TORRENCE WEALTH MANAGEMENT INC. | GUILD INVESTMENT MANAGEMENT | FARTHER FINANCE ADVISORS, LLC
CRD#: 302050 / SEC#: 801-116721
RIA
Registered Investment Advisory firm - (7/19/2019 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
345 California Street Suite 600, San Francisco, CA 94104
Mailing Address
Phone number
(628) 246-8004
Established
Firm type
Fiscal year end
# of Employees
275
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 24,245 |
| AUM (Assets Under Management) | $ 7,523,810,877 |
Red Flags
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