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BS

Brandon M. Sherwood

STRONG WEALTH ADVISORS
ENGLEWOOD, CO 80111
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CRD#: 6563179
BS

Professional summary


Brandon Miles Sherwood is a registered financial advisor currently at STRONG WEALTH ADVISORS, LLC located in Englewood, Colorado and STRONG CAPITAL MARKETS, LLC located in Stamford, Connecticut.

Brandon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Brandon has worked at 4 firms and has passed the Series 63, Series 65, Series 52TO, Series 7TO, SIE, Series 31, Series 3, Series 50 and Series 52 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Strong Capital Markets, LLC; Investment Related; 1266 East Main Street, Ste 606, Stamford, CT 06902; Broker Dealer; Vice President, Investment Banking; 05/2024; 80 hours / month; 6.5 hours/day during trading hours; Responsible for assisting clients with securities transactions and serving as point person for investment banking operations. Strong Wealth Advisors, LLC; Investment Related; 7995 E. Prentice Avenue, Englewood, CO 80111; Registered Investment Adviser; Chief Compliance Officer; 07/2024; 80 hours/month; 6.5 hours/day during trading hours; Responsible for supervision of the firm's compliance policies and procedures, managing client investment accounts.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Brandon Miles Sherwood's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

March 31, 2025 - Present

STRONG WEALTH ADVISORS, LLC

Office #1: 7995 E. Prentice Avenue, Englewood, CO 80111
RIA
CRD#: 332447
ENGLEWOOD, CO
Current

June 4, 2024 - Present

STRONG CAPITAL MARKETS, LLC

Office #1: 1266 East Main Street, Stamford, CT 06902
BD
CRD#: 314056
Stamford, CT
Past

September 13, 2021 - March 6, 2024

CORTEX TECHNOLOGY CAPITAL ADVISORS, LLC

RIA
CRD#: 314121
Denver, CO
Past

October 20, 2015 - September 30, 2019

GEORGE K. BAUM & COMPANY

BD
CRD#: 36354
DENVER, CO

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Colorado
(6/6/2024)
IAR
Colorado
(3/31/2025)
RR
Connecticut
(6/6/2024)
IAR
Connecticut
(5/27/2025)
IAR
New York
(9/15/2025)

Exams


State Security Law Exam
RR
Series 63
Date: 2/21/2024
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 10/30/2020
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 7/3/2024
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 7TO
Date: 6/4/2024
General Securities Representative Examination
General Industry/Product Exam
General Industry/Product Exam
RR
Series 31
Date: 2/5/2021
Futures Managed Funds Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


SW
STRONG WEALTH ADVISORS, LLC
STRONG WEALTH ADVISORS, LLC

CRD#: 332447 / SEC#:

Colorado
Registered Investment Advisory firm - (3/31/2025 Approved)
Connecticut
Registered Investment Advisory firm - (5/27/2025 Approved)
New York
Registered Investment Advisory firm - (9/15/2025 Approved)
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Contact information


Main Address
7995 E. Prentice Avenue, Englewood, CO 80111
Mailing Address
1266 East Main Street, Suite 606,, Stamford, CT 06902
Phone number
(475) 477-9614
Established
Firm type
Fiscal year end
# of Employees
3

Documents


Latest Form ADV
0

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


STRONG WEALTH ADVISORS, LLC

CRD#: 332447Englewood, CO 80111

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