DB
Daniel T. Bader
SFG WEALTH ADVISORS
TAMPA, FL 33606
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CRD#: 6563038
DB
Professional summary
Daniel Thomas Bader, CFA is a registered financial advisor currently at SFG WEALTH ADVISORS, LLC located in Tampa, Florida and THE STRATEGIC FINANCIAL ALLIANCE, INC. located in Tampa, Florida.
Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Daniel has worked at 2 firms and has passed the SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
-1- SFG Wealth Advisors - Investment related - 705 West Azeele Street, Tampa, FL - Registered Investment Adviser - Employee - 07/2020 - 160 hours/month, 140 during trading - Financial Analyst, research, portfolio construction, performance tracking. -2- Name: Snyder Financial Group Position: Financial Analyst Nature: Financial Advisor firm, Financial Planning firm. Investment Related: Yes Hours: 152/Securities Trading Hours: 130 Start Date: 09/21/2015 Address: 705 West Azeele Street, Tampa FL 33606, United States Description: Analyst. Investment Research, Portfolio Allocations, Financial Reports, maintenance of CRM/record-keeping software.
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Thomas Bader's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
September 24, 2024 - Present
SFG WEALTH ADVISORS, LLC
Office #1: 705 West Azeele Street, Tampa, FL 33606RIA
CRD#: 307368
TAMPA, FL
Current
October 21, 2016 - Present
THE STRATEGIC FINANCIAL ALLIANCE, INC.
Office #1: 705 W. Azeele Street, Tampa, FL 33606RIA
BD
CRD#: 126514
TAMPA, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SFG WEALTH ADVISORS, LLC
SFG WEALTH ADVISORS, LLC
CRD#: 307368 / SEC#: 801-121619
RIA
Registered Investment Advisory firm - (6/29/2021 Approved)Florida
Registered Investment Advisory firm - (7/21/2021 Terminated)Texas
Registered Investment Advisory firm - (7/21/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(10/21/2016)
IAR
Florida(9/24/2024)
Exams
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SW
SFG WEALTH ADVISORS, LLC
SFG WEALTH ADVISORS, LLC
CRD#: 307368 / SEC#: 801-121619
RIA
Registered Investment Advisory firm - (6/29/2021 Approved)Florida
Registered Investment Advisory firm - (7/21/2021 Terminated)Texas
Registered Investment Advisory firm - (7/21/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
705 West Azeele Street, Tampa, FL 33606
Mailing Address
Phone number
(813) 251-9095
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 766 |
| AUM (Assets Under Management) | $ 163,389,725 |
Red Flags
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