Lauren E. Young

LEGACY CAPITAL WEALTH PARTNERS

Little Rock, AR 72227

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CRD#: 6562982

Professional summary

Lauren Elizabeth Young, who also goes by Lauren Elizabeth Ditzig, Lauren Elizabeth Steele, is a registered financial advisor currently at LEGACY CAPITAL WEALTH PARTNERS, LLC located in Little Rock, Arkansas and PURSHE KAPLAN STERLING INVESTMENTS located in Little Rock, Arkansas.

Lauren is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Lauren has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Lauren Elizabeth Ditzig | Lauren Elizabeth Steele

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Legacy Capital Wealth Partners, LLC. Investment Related. 8315 Cantrell Road, Suite 200, Little Rock, AR 72227. RIA. Senior Client Service Associate. 03/2018. 140 Hrs/Mo; 120 During Trading Hours. Client Relations, Data Entry, Processing Paperwork, Cashiering at RIA Custodian. 2. Purshe Kaplan Sterling, Investment Related, Reported Address, Registered Representative, 40 Hrs/Month

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lauren Elizabeth Young's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 22, 2021 - Present

LEGACY CAPITAL WEALTH PARTNERS, LLC

Office #1: 8315 Cantrell Road Suite 200, Little Rock, AR 72227

RIA

CRD#: 291960

Little Rock, AR

Current

December 7, 2021 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 8315 Cantrell Rd. Suite 200, Little Rock, AR 72227

CRD#: 35747

Little Rock, AR

Past

June 24, 2019 - January 2, 2020

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Little Rock, AR

Past

September 25, 2017 - March 1, 2018

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

LITTLE ROCK, AR

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LEGACY CAPITAL WEALTH PARTNERS, LLC

CRD#: 291960 / SEC#: 801-112442

RIA

Registered Investment Advisory firm - (2/12/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arkansas
(12/7/2021)

IAR

Arkansas
(12/22/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/4/2021

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 3/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/25/2017

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

LEGACY CAPITAL WEALTH PARTNERS, LLC

CRD#: 291960 / SEC#: 801-112442

RIA

Registered Investment Advisory firm - (2/12/2018 Approved)

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Contact information

Main Address

8315 Cantrell Road Suite 200, Little Rock, AR 72227

Mailing Address

Phone number

(501) 376-7878

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LEGACY CAPITAL WEALTH PARTNERS, LLC WRAP FEE BROCHURE (3/24/2025)

LEGACY CAPITAL WEALTH PARTNERS, LLC - ADV PART 2A BROCHURE (3/24/2025)

Regulatory assets under management

Total Number of Accounts	2,548
AUM (Assets Under Management)	$ 1,317,812,779

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Lauren E. Young

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lauren Elizabeth Young's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

PURSHE KAPLAN STERLING INVESTMENTS

KESTRA INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

LEGACY CAPITAL WEALTH PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/4/2021

SIE

Date: 3/1/2018

Series 7

Date: 9/25/2017

FINRA

Current Firm

LEGACY CAPITAL WEALTH PARTNERS, LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LEGACY CAPITAL WEALTH PARTNERS, LLC

TRUST BUT VERIFY

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