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Jose Eduardo Ferraz Sebastiao

CRD# 6562639·Registered 2015 - 2020
Previously Registered: Being a previously registered professional could mean that Jose Eduardo is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Jose Eduardo Ferraz Sebastiao, who also goes by Jose Eduardo Ferraz Sebastao, was a registered financial advisor. Jose Eduardo was a previously registered financial professional and started their career in finance 2015 - 2020. Jose Eduardo had worked at 2 firms and has passed the SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jose Eduardo Ferraz Sebastao

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

11 years registered in the securities industry

Current & Past Employments

Past

LOEWEN SECURITIESPast·CRD# 35205
BD
Miami, FL
November 26, 2019 - January 31, 2020
XP INVESTMENTS US, LLCPast·CRD# 156691
BD
Miami, FL
November 3, 2015 - July 26, 2017

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Current Firm

LS
LOEWEN SECURITIES

BLV SECURITIES | LOEWEN, ONDAATJE, MCCUTCHEON USA, LLC | LOEWEN, ONDAATJE, MCCUTCHEON USA LIMITED | LOEWEN SECURITIES

CRD#: 35205 / SEC#: 8-46604
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Contact Information

Main Address

2 Forest Avenue Suite 400, Oradell, NJ 07649

Mailing Address

2 Forest Avenue Suite 400, Oradell, NJ 07649

Phone Number

(551) 866-0525

Established

Florida since 07/20/2017

Firm Type

Limited Liability Company

Fiscal Year End

March

Firm Size

Small

FINRA licenses (14 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
COLTER, TERRANCESHAREHOLDER2184954
ROGOVICH, STEVENSHAREHOLDER7548329
BELITE HOLDINGS, LLCSHAREHOLDER—
GEORGE, CHRISTOPHER MFINOP6084415
MCNULTY, MICHAEL PATRICKCEO,CCO,AMLCO2958550
OLSON, TOMMASINA ANNECOMPLIANCE OFFICER1123436

Disclosures

Regulatory Event

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Jul 2017About the SIE exam

Series 7 — General Securities Representative Examination

Passed Nov 2015About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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