Jasdeep S. Khera

astoria, NY

Some features on this profile are disabled

CRD#: 6560802

Professional summary

Jasdeep Singh Khera, who also goes by Jasdeep Singh Khera, Jesse Khera, was a registered financial advisor .

Jasdeep is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Jasdeep had worked at 5 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jasdeep Singh Khera | Jesse Khera

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Goldsher Group; NYC-based alternative investment firm focused on acquiring, developing, managing, and restructuring alternative assets within our three verticals: Real Estate, Private Equity, and Private Credit; Principal; Start Date: 06/2021; Investment related Yieldwink; online platform that connects investors to offerings across private real estate, private equity, and private credit; Founder & CEO; Start Date: 11/2020; Investment related Yieldwink Capital LLC; opening up an RIA and in the future, introduce RIA clients (ultra high net worth) to alternative investments; Owner; Start Date: 08/2025; Investment related

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jasdeep Singh Khera's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 7, 2025 - Present

astoria, NY

Current

March 13, 2025 - Present

RAINMAKER SECURITIES, LLC

CRD#: 132995

New York, NY

Past

December 13, 2016 - November 10, 2020

CION SECURITIES, LLC

CRD#: 15487

NEW YORK, NY

Past

February 9, 2016 - October 10, 2016

LORD, ABBETT & CO. LLC

RIA

CRD#: 110391

JERSEY CITY, NJ

Past

October 27, 2015 - October 10, 2016

LORD ABBETT DISTRIBUTOR LLC

CRD#: 530

JERSEY CITY, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(3/28/2025)

IAR

New York
(10/7/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/27/2025

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 3/27/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/27/2015

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

RAINMAKER SECURITIES, LLC

CRD#: 132995 / SEC#: , 8-66667

Broker-Dealer Firm Regulated by FINRA (Florida district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

2000 Salzedo Street, #1218 Attn: Rainmaker Securities, Llc, Coral Gables, FL 33134

Mailing Address

382 Ne 191st St. #86647 #86647, Miami, FL 33179-3899

Phone number

(888) 333-1091

Established

Delaware since 03/09/2004

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (29 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
RAINMAKER GROUP HOLDINGS, LLC	SOLE MEMBER
ANDERSON, GLEN WAYNE	PRESIDENT	5030000
CIOFFI, DOMINIC CHARLES	CCO	6505600

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Jasdeep S. Khera

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jasdeep Singh Khera's CRS (Customer Relationship Summary).

Certified licenses

Experience

CION SECURITIES, LLC

LORD, ABBETT & CO. LLC

LORD ABBETT DISTRIBUTOR LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/27/2025

Series 7TO

Date: 3/27/2024

SIE

Date: 10/1/2018

Series 7

Date: 10/27/2015

FINRA

Current Firm

RAINMAKER SECURITIES, LLC

Contact information

FINRA licenses (29 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

RAINMAKER SECURITIES, LLC

TRUST BUT VERIFY

Similar Advisors