David G. Carr
Professional summary
David Gerard Carr is a registered financial professional currently at CHURCHILL STATESIDE SECURITIES, LLC located in Carlsbad, California.
David is registered as a RR (Registered Representative) and started their career in finance in 2015. David has worked at 1 firm and has passed the Series 63, Series 99TO, SIE, Series 22, Series 39 and Series 28 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Gerard Carr's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 24, 2015 - Present
CHURCHILL STATESIDE SECURITIES, LLC
Office #1: 3145 Tiger Run Ct. Suite 107, Carlsbad, CA 92010State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/4/2020)
(6/26/2017)
(10/5/2015)
(3/30/2021)
(6/14/2017)
(10/12/2016)
(3/30/2021)
(3/30/2021)
(10/5/2015)
(11/17/2016)
(10/18/2016)
(6/14/2017)
(10/22/2015)
(10/18/2016)
(1/10/2021)
(4/6/2018)
(10/5/2015)
(11/2/2016)
Exams
Series 99TO
Date: 4/25/2023
Operations Professional ExaminationSeries 28
Date: 11/5/2020
Introducing Broker/Dealer Financial Operations Principal ExaminationFINRA
Current Firm
CHURCHILL STATESIDE SECURITIES, LLC
CRD#: 154603 / SEC#: , 8-68652
Contact information
FINRA licenses (41 States and Territories)
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