Robert T. Stephenson
ROCKWOOD WEALTH MANAGEMENT
New Hope, PA 18938
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CRD#: 6560636
Professional summary
Robert Thomas Stephenson, AIF®, CFP® is a registered financial advisor currently at ROCKWOOD WEALTH MANAGEMENT, LLC located in New Hope, Pennsylvania.
Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Robert has worked at 1 firm and has passed the Series 65 exam.
Biography
Rob grew up in Lancaster, PA, where he developed a passion for soccer, lacrosse, and the outdoors. Rob's fondest memory of Lancaster was meeting a young lady named Lindsey, whom he later married. Rob attended Saint Joseph's University earning a BA in Finance while playing on the school’s varsity soccer team.
Rob found his love for planning during an internship with a startup company, Market76, that developed an online aggregation solution for financial advisors. He was also slightly encouraged to follow the path of his parents who both started their careers in the finance. Rob joined Ascensus to specialize in qualified plan compliance with regard to ERISA, IRS, and DOL regulations.
Realizing that qualified plans were one of many facets of financial planning, he accepted a role with SEI Private Trust Company as a Regional Consultant to further his professional experience. Rob's desire to singularly focus his career on personal financial planning in a client-centric environment materialized when he met Rockwood’s president playing soccer one evening.
Rob joined the Rockwood team in 2015 to continue his affection for holistic comprehensive planning. Rob lives in Buckingham, PA with his wife, son Thomas, daughter Caroline, and of course, their Golden Retriever, Sadie. Outside of playing competitive soccer, Rob enjoys being outside, whether it be hiking, enjoying nature with his family, or even just cutting the lawn. Rob serves on the board for the Peace Valley Nature Center at Lake Galena in Bucks County.
Question & Answer
What are your service offerings?
Education Planning
Social Security Planning
Insurance Planning
Small Business Planning
Retirement Planning
Investment Planning
Business Succession Planning
Tax Planning
Estate Planning
Employee and Employer Plan Ben...
Retirement Income Management
Comprehensive Financial Planni...
Inheritance
What is your minimum asset requirement?
1M
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Robert Thomas Stephenson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2022
Experience
Current
October 30, 2015 - Present
ROCKWOOD WEALTH MANAGEMENT, LLC
Office #1: 6464 Lower York Road, New Hope, PA 18938RIA
CRD#: 137481
New Hope, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ROCKWOOD WEALTH MANAGEMENT, LLC
BOOTH ADVISORY GROUP, LLC | ROCKWOOD WEALTH MANAGEMENT, LLC
CRD#: 137481 / SEC#: 801-69884
RIA
Registered Investment Advisory firm - (1/26/2009 Approved)Pennsylvania
Registered Investment Advisory firm - (2/27/2009 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Pennsylvania(10/30/2015)
Current Firm
ROCKWOOD WEALTH MANAGEMENT, LLC
BOOTH ADVISORY GROUP, LLC | ROCKWOOD WEALTH MANAGEMENT, LLC
CRD#: 137481 / SEC#: 801-69884
RIA
Registered Investment Advisory firm - (1/26/2009 Approved)Pennsylvania
Registered Investment Advisory firm - (2/27/2009 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
6464 Lower York Road, New Hope, PA 18938
Mailing Address
Phone number
(267) 983-6400
Established
Firm type
Fiscal year end
# of Employees
51
SEC notice filing (22 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 4,476 |
| AUM (Assets Under Management) | $ 2,185,443,848 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 06/20/2023 | ||
| 02/02/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
