JD
James A. D Angelo
LANDOLT SECURITIES
Wilmington, NC 28403
Some features on this profile are disabled
CRD#: 6560597
JD
Professional summary
James Anthony D Angelo is a registered financial professional currently at LANDOLT SECURITIES, INC. located in Wilmington, North Carolina.
James is registered as a RR (Registered Representative) and started their career in finance in 2016. James has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view James Anthony D Angelo's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 19, 2021 - Present
LANDOLT SECURITIES, INC.
Office #1: 2018 Eastwood Road Suite #305, Wilmington, NC 28403RIA
BD
CRD#: 28352
Wilmington, NC
Past
January 4, 2019 - October 6, 2021
WORDEN CAPITAL MANAGEMENT LLC
BD
CRD#: 148366
Wilmington, NC
Past
February 9, 2016 - April 3, 2018
ALLIANCEBERNSTEIN INVESTMENTS, INC.
BD
CRD#: 14549
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/24/2025)
RR
California(9/19/2021)
RR
Florida(9/19/2021)
RR
Georgia(2/24/2022)
RR
Illinois(10/4/2021)
RR
Indiana(9/19/2021)
RR
Kansas(9/19/2021)
RR
Kentucky(9/19/2021)
RR
Maine(11/9/2023)
RR
Massachusetts(9/19/2021)
RR
Michigan(9/19/2021)
RR
Missouri(9/19/2021)
RR
Nevada(4/1/2022)
RR
New Jersey(9/19/2021)
RR
New York(9/19/2021)
RR
North Carolina(10/6/2021)
RR
Ohio(9/19/2021)
RR
Pennsylvania(9/19/2021)
RR
South Carolina(9/19/2021)
RR
Tennessee(11/25/2024)
RR
Texas(9/19/2021)
RR
Virginia(9/19/2021)
RR
Washington(9/19/2021)
RR
Wisconsin(9/19/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
LS
LANDOLT SECURITIES, INC.
FISN | TORII ASSET MANAGEMENT | TK CHEN FINANCIAL SERVICES LLC | THE WEALTH PROTECTION GROUP LLC | THE WEALTH PROTECTION GROUP | LESLIE FINANCIAL LLC | LANDOLT SECURITIES, INC.
CRD#: 28352 / SEC#: , 8-43645
Illinois
Registered Investment Advisory firm - SEC (10/10/2006 Approved)Indiana
Registered Investment Advisory firm - SEC (3/23/2020 Approved)North Carolina
Registered Investment Advisory firm - SEC (8/16/2017 Approved)Ohio
Registered Investment Advisory firm - SEC (7/6/2017 Approved)Texas
Registered Investment Advisory firm - SEC (4/28/2020 Approved)Wisconsin
Registered Investment Advisory firm - SEC (3/26/2002 Approved)Wyoming
Registered Investment Advisory firm - SEC (7/25/2017 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
900 North Shore Drive Suite 279, Lake Bluff, IL 60044
Mailing Address
900 North Shore Drive Suite 279, Lake Bluff, IL 60044
Phone number
(847) 838-5151
Established
Wisconsin since 11/09/1989
Firm type
Corporation
Fiscal year end
March
Firm Size
Small
# of Employees
11
FINRA licenses (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 279 |
| AUM (Assets Under Management) | $ 105,626,273 |
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
LANDOLT SECURITIES, INC.
CRD#: 28352Wilmington, NC 28403TRUST BUT VERIFY
Monitor James D Angelo
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
