Parker R. Johnson

COOPER CAPITAL GROUP

Encinitas, CA 92024

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CRD#: 6559355

Professional summary

Parker Reed Johnson, who also goes by Parker Johnson, is a registered financial advisor currently at COOPER CAPITAL GROUP located in Encinitas, California.

Parker is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Parker has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Parker Johnson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Cooper Capital Advisors dba Cooper Capital Group; Investment Related; 280 N. Coast Hwy 101, Encinitas, CA 92024; RIA; Title - COO; Start 9/2019; 160 Hrs/Mth; 150 During Securities Trading Hrs; Operations, Trading, Account Opening, Book Keeping

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Parker Reed Johnson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 15, 2020 - Present

COOPER CAPITAL GROUP

Office #1: 280 N Coast Highway 101, Encinitas, CA 92024

RIA

CRD#: 305121

Encinitas, CA

Past

September 9, 2021 - December 31, 2022

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Encinitas, CA

Past

December 14, 2016 - September 17, 2019

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

LA JOLLA, CA

Past

November 13, 2015 - April 27, 2016

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

CARLSBAD, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

COOPER CAPITAL GROUP

COOPER CAPITAL ADVISORS, LLC | COOPER CAPITAL GROUP

CRD#: 305121 / SEC#: 801-117210

RIA

Registered Investment Advisory firm - (8/16/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/15/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/15/2020

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/19/2015

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/19/2017

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/12/2015

Investment Company Products/Variable Contracts Representative Examination

Current Firm

COOPER CAPITAL GROUP

COOPER CAPITAL ADVISORS, LLC | COOPER CAPITAL GROUP

CRD#: 305121 / SEC#: 801-117210

RIA

Registered Investment Advisory firm - (8/16/2019 Approved)

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Contact information

Main Address

280 N Coast Highway 101, Encinitas, CA 92024

Mailing Address

Phone number

(760) 452-6114

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (3/13/2025)

Regulatory assets under management

Total Number of Accounts	467
AUM (Assets Under Management)	$ 247,653,393

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Parker R. Johnson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Parker Reed Johnson's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

COOPER CAPITAL GROUP

State Registrations and Notice Filings

Exams

Series 65

Date: 1/15/2020

Series 63

Date: 12/19/2015

SIE

Date: 10/1/2018

Series 7

Date: 5/19/2017

Series 6

Date: 11/12/2015

Current Firm

COOPER CAPITAL GROUP

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

COOPER CAPITAL GROUP

TRUST BUT VERIFY

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