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SG

Samuel Greene

GREENHILL & CO.
San Francisco, CA 94111
Some features on this profile are disabled
CRD#: 6559337
SG

Professional summary

Samuel Greene, who also goes by Sam Greene, Samuel Joseph Greene, is a registered financial professional currently at GREENHILL & CO., LLC located in San Francisco, California.

Samuel is registered as a RR (Registered Representative) and started their career in finance in 2016. Samuel has worked at 3 firms and has passed the Series 63, Series 66, Series 79TO, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Sam Greene | Samuel Joseph Greene

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Samuel Greene's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 19, 2023 - Present

GREENHILL & CO., LLC

Office #1: 600 Montgomery Street 33rd Floor, San Francisco, CA 94111
BD
CRD#: 40290
San Francisco, CA
Past

September 10, 2021 - September 20, 2023

STIFEL, NICOLAUS & COMPANY, INCORPORATED

BD
CRD#: 793
NEW YORK, NY
Past

August 2, 2017 - February 19, 2019

MORGAN STANLEY

RIA
CRD#: 149777
SAN FRANCISCO, CA
Past

August 2, 2017 - February 19, 2019

MORGAN STANLEY

BD
CRD#: 149777
SAN FRANCISCO, CA
Past

February 16, 2016 - May 30, 2017

STIFEL, NICOLAUS & COMPANY, INCORPORATED

RIA
CRD#: 793
SAN FRANCISCO, CA
Past

January 1, 2016 - May 30, 2017

STIFEL, NICOLAUS & COMPANY, INCORPORATED

BD
CRD#: 793
SAN FRANCISCO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(9/19/2023)

Exams

State Security Law Exam
RR
Series 63
Date: 10/1/2021
Uniform Securities Agent State Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 2/16/2016
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 9/10/2021
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/29/2015
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

G&
GREENHILL & CO., LLC
GREENHILL & CO., LLC

CRD#: 40290 / SEC#: , 8-49000

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
1271 Avenue Of The Americas, New York, NY 10020
Mailing Address
1271 Avenue Of The Americas, New York, NY 10020
Phone number
(212) 389-1500
Established
New York since 01/19/1996
Firm type
Limited Liability Company
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
GREENHILL & CO., INC.OWNER
DALY, BRENDAN GERARDCHIEF COMPLIANCE OFFICER1823142
FALEIRO, GITANJALI PINTOGENERAL COUNSEL4250865
KATZ, MICHALMANGING DIRECTOR - HEAD OF INVESTMENT BANKING2813944
LASKY, MARK RICHARDCHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, FINOP6005542
MIZUHO SECURITIES USA LLCMANAGER19647
RIZZIERI, GERALD ANTHONYCHIEF EXECUTIVE OFFICER1751181

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GREENHILL & CO., LLC

CRD#: 40290San Francisco, CA 94111

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