Travis R. Wurz

WURZ FINANCIAL SERVICES

HOLLAND, OH 43528

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CRD#: 6558523

Professional summary

Travis R Wurz, who also goes by Travis Wurz, is a registered financial advisor currently at WURZ FINANCIAL SERVICES, LLC located in Holland, Ohio.

Travis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Travis has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Travis Wurz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Travis R Wurz's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 10, 2024 - Present

WURZ FINANCIAL SERVICES, LLC

Office #1: 6904 Spring Valley Drive Suite 301, Holland, OH 43528

RIA

CRD#: 331608

HOLLAND, OH

Past

January 15, 2020 - January 9, 2025

SCHMERGE EXECUTIVE PLANNING SERVICES, INC.

RIA

CRD#: 120059

Holland, OH

Past

January 7, 2020 - December 31, 2023

FORTUNE FINANCIAL SERVICES, INC.

CRD#: 42150

HOLLAND, OH

Past

January 6, 2020 - August 4, 2020

PROSPERITY WEALTH MANAGEMENT, INC.

RIA

CRD#: 174328

Holland, OH

Past

July 18, 2017 - December 31, 2019

PROSPERITY WEALTH MANAGEMENT, INC.

RIA

CRD#: 174328

Holland, OH

Past

December 8, 2016 - December 31, 2019

FORTUNE FINANCIAL SERVICES, INC.

CRD#: 42150

HOLLAND, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WURZ FINANCIAL SERVICES, LLC

CRD#: 331608 / SEC#: 801-135149

RIA

Registered Investment Advisory firm - (1/20/2026 Approved)

Florida

Registered Investment Advisory firm - (2/10/2026 Terminated)

Kentucky

Registered Investment Advisory firm - (2/10/2026 Terminated)

Louisiana

Registered Investment Advisory firm - (2/10/2026 Termination Requested)

Michigan

Registered Investment Advisory firm - (2/10/2026 Termination Requested)

Ohio

Registered Investment Advisory firm - (2/10/2026 Terminated)

Texas

Registered Investment Advisory firm - (2/10/2026 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(8/26/2024)

IAR

Michigan
(7/31/2024)

IAR

Ohio
(7/10/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/23/2017

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/8/2016

General Securities Representative Examination

Current Firm

WURZ FINANCIAL SERVICES, LLC

CRD#: 331608 / SEC#: 801-135149

RIA

Registered Investment Advisory firm - (1/20/2026 Approved)

Florida

Registered Investment Advisory firm - (2/10/2026 Terminated)

Kentucky

Registered Investment Advisory firm - (2/10/2026 Terminated)

Louisiana

Registered Investment Advisory firm - (2/10/2026 Termination Requested)

Michigan

Registered Investment Advisory firm - (2/10/2026 Termination Requested)

Ohio

Registered Investment Advisory firm - (2/10/2026 Terminated)

Texas

Registered Investment Advisory firm - (2/10/2026 Terminated)

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Contact information

Main Address

6904 Spring Valley Drive Suite 301, Holland, OH 43528

Mailing Address

Phone number

(859) 291-9879

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A- WURZ FINANCIAL SERVICES, LLC (2/10/2026)

Regulatory assets under management

Total Number of Accounts	449
AUM (Assets Under Management)	$ 117,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Travis R. Wurz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Travis R Wurz's CRS (Customer Relationship Summary).

Certified licenses

Experience

SCHMERGE EXECUTIVE PLANNING SERVICES, INC.

FORTUNE FINANCIAL SERVICES, INC.

PROSPERITY WEALTH MANAGEMENT, INC.

PROSPERITY WEALTH MANAGEMENT, INC.

FORTUNE FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

WURZ FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/23/2017

SIE

Date: 10/1/2018

Series 7

Date: 12/8/2016

Current Firm

WURZ FINANCIAL SERVICES, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WURZ FINANCIAL SERVICES, LLC

TRUST BUT VERIFY

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