Sobhi Baghdadi

CHICAGO, IL

Some features on this profile are disabled

CRD#: 6558495

Professional summary

Sobhi Baghdadi, CFP® was a registered financial advisor .

Sobhi is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Sobhi had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

- Name of other business: Seventwotwentythree LLC - Haland Financial LLC - Investment-related: No - Address: 2904 N Mildred Ave Apt 2I, Chicago, IL 60657 - Nature of the other business: Financial coaching/general financial videos and seminars - Position/title/duties: Owner - Start date: 04/2024 - Approximate number of hours/month devoted to the other business: 80 - Number of hours devoted during securities trading hours: 20

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2019

Experience

Current

October 30, 2025 - Present

CHICAGO, IL

Past

April 7, 2017 - April 11, 2024

SAVANT WEALTH MANAGEMENT

RIA

CRD#: 107271

ST CHARLES, IL

Past

November 4, 2016 - April 1, 2017

AMANA WEALTH MANAGEMENT

RIA

CRD#: 285714

ROCKFORD, IL

Past

October 20, 2015 - August 19, 2016

BATES SECURITIES, INC.

CRD#: 10759

ROCKFORD, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(10/30/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/14/2015

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 8/19/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/20/2015

General Securities Representative Examination

Current firm

No current employment

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Sobhi Baghdadi

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

SAVANT WEALTH MANAGEMENT

AMANA WEALTH MANAGEMENT

BATES SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 12/14/2015

SIE

Date: 8/19/2016

Series 7

Date: 10/20/2015

Current firm

No current employment

Red Flags

Company Information

No current employment

TRUST BUT VERIFY

Similar Advisors