Brian A. Salerno
Professional summary
Brian Arthur Salerno, CPWA®, who also goes by Brian Salerno, is a registered financial advisor currently at CITY NATIONAL ROCHDALE located in Lake Mary, Florida and CNR SECURITIES, LLC located in Lake Mary, Florida.
Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Brian has worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Brian Arthur Salerno's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2021-03-22
Expire date: 2023-02-28
Experience
October 8, 2015 - Present
CITY NATIONAL ROCHDALE
Office #2: 605 Crescent Executive Court Suite 320, Lake Mary, FL 32746November 24, 2015 - Present
CNR SECURITIES, LLC
Office #1: 605 Crescent Executive Court 1st Floor, Lake Mary, FL, 32746-2133Primary Firm SEC Registration
CITY NATIONAL ROCHDALE
CRD#: 117198 / SEC#: 801-27265
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/28/2018)
(11/6/2017)
(10/8/2015)
(4/11/2016)
(4/9/2020)
(11/6/2017)
(9/18/2018)
(10/27/2023)
(8/7/2019)
(8/16/2022)
(7/8/2020)
(5/8/2019)
(10/21/2021)
(11/6/2017)
(11/3/2021)
(7/14/2021)
(9/17/2019)
(10/30/2019)
(11/23/2018)
(10/1/2021)
(11/6/2017)
(3/3/2022)
(10/29/2018)
(8/28/2020)
(5/15/2019)
(2/7/2025)
(2/7/2025)
(9/12/2018)
(4/9/2020)
Exams
FINRA
Current Firm
CITY NATIONAL ROCHDALE
CRD#: 117198 / SEC#: 801-27265
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 41,300 |
| AUM (Assets Under Management) | $ 68,177,828,012 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/28/2025 | ||
| 10/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
