Ao Vang
Professional summary
Ao Vang is a registered financial professional currently at M. S. HOWELLS & CO. located in Olympia, Washington.
Ao is registered as a RR (Registered Representative) and started their career in finance in 2016. Ao has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ao Vang's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 12, 2026 - Present
M. S. HOWELLS & CO.
Office #1: 2405 Evergreen Park Dr. Sw Bldg A, Olympia, WA 98502June 14, 2021 - April 8, 2026
RBC CAPITAL MARKETS, LLC
June 14, 2021 - April 8, 2026
RBC CAPITAL MARKETS, LLC
June 23, 2020 - June 3, 2021
FIDELITY PERSONAL AND WORKPLACE ADVISORS
April 22, 2020 - June 1, 2021
FIDELITY BROKERAGE SERVICES LLC
February 6, 2017 - March 24, 2020
RBC CAPITAL MARKETS, LLC
December 6, 2016 - March 24, 2020
RBC CAPITAL MARKETS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/12/2026)
Exams
FINRA
Current Firm
M. S. HOWELLS & CO.
CRD#: 104100 / SEC#: , 8-52558
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MARK HOWELLS TRUST, DATED 6/25/1997, MARK HOWELLS TRUSTEE | OWNER | |
| SANTAMARIA, KATRINA PATRICIA | CHIEF EXECUTIVE OFFICER | 3248779 |
| CRITES, MARCY ANN | FINANCIAL AND OPERATIONS PRINCIPAL (FINOP) | 6346298 |
| HOWELLS, MARK STEPHEN | EXECUTIVE CHAIRMAN/DIRECTOR | 726921 |
| HOWELLS, MARK STEPHEN | TRUSTEE FOR MARK HOWELLS TRUST DATED 6/25/1997 | 726921 |
| JORDAN, CHRISTOPHER SHANE | CHIEF COMPLIANCE OFFICER | 2843281 |
| KREIZENBECK, TARA LYNN | CHIEF OPERATING OFFICER | 7141895 |
Red Flags
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