Colin B. Macdougall
Professional summary
Colin B Macdougall, who also goes by Colin Macdougall, Colin Boyd Macdougall, is a registered financial professional currently at TD SECURITIES (USA) LLC located in New York, New York.
Colin is registered as a RR (Registered Representative) and started their career in finance in 2017. Colin has worked at 6 firms and has passed the Series 63, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Colin B Macdougall's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 16, 2025 - Present
TD SECURITIES (USA) LLC
Office #1: One Vanderbilt Avenue, New York, NY 10017August 22, 2024 - September 30, 2025
TAG CAPITAL PARTNERS
February 7, 2024 - July 9, 2024
WEILD & CO.
October 22, 2021 - September 26, 2023
CITIGROUP GLOBAL MARKETS INC.
January 3, 2020 - September 9, 2021
PIPER SANDLER & CO.
August 22, 2017 - January 3, 2020
SANDLER, O'NEILL & PARTNERS, L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/16/2025)
Exams
FINRA
Current Firm
TD SECURITIES (USA) LLC
CRD#: 18476 / SEC#: , 8-36747
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TORONTO DOMINION HOLDINGS (U.S.A.), INC. | PARENT | |
| BROADBERY, MICHAEL | CHIEF COMPLIANCE OFFICER | 6947899 |
| GIBSON, GLENN | CHIEF EXECUTIVE OFFICER | 5659024 |
| JENKINS, CHRISTINE J | FINANCIAL & OPERATIONS PRINCIPAL | 4911933 |
| ORTIZ, JORGE LUIS | CHIEF FINANCIAL OFFICER | 2725922 |
| PETROU, CHRISTINA A | CHIEF OPERATING OFFICER | 4007468 |
Disclosures
| Regulatory Event | 20 |
| Criminal | 1 |
Red Flags
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