Kenin Mathew Spivak
Professional Summary
Kenin Mathew Spivak, who also goes by Kenin Spivak, is a registered financial advisor currently at SMI CAPITAL MARKETS LLC located in Altadena, California. Kenin is registered as a RR (Registered Representative) and started their career in finance in 2017. Kenin has worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 22, Series 82, Series 79 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Kenin Spivak
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
11 years in the financial services industry
Current & Past Employments
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Current Firm
PARK BRIDGE SECURITIES LLC | SMI CAPITAL MARKETS LLC
Contact Information
Main Address
2018 156th Ave Ne Suite 100 Building F, Bellevue, WA 98007Mailing Address
12715 Ne 36th Street, Bellevue, WA 98005Phone Number
(206) 499-0158Established
New York since 03/09/2009Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (4 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(11/6/2015)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 22 — Direct Participation Programs Representative Examination
Passed Nov 2015About the Series 22 examSeries 82 — Limited Representative-Private Securities Offerings
Passed Oct 2015About the Series 82 examSeries 79 — Investment Banking Registered Representative Examination
Passed Oct 2015About the Series 79 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Kenin Mathew Spivak's CRS (Customer Relationship Summary).
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