Garrett Johnson

NPM SECURITIES

New York, NY 10016

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CRD#: 6553628

Professional summary

Garrett Johnson, who also goes by Garrett Jovan Johnson, is a registered financial professional currently at NPM SECURITIES, LLC located in New York, New York.

Garrett is registered as a RR (Registered Representative) and started their career in finance in 2015. Garrett has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Garrett Jovan Johnson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Garrett Johnson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 4, 2026 - Present

NPM SECURITIES, LLC

Office #1: 3 East 28th Street 7th Floor, New York, NY 10016

CRD#: 168469

New York, NY

Past

June 28, 2022 - May 13, 2026

FORGE GLOBAL ADVISORS LLC

RIA

CRD#: 284722

SAN FRANCISCO, CA

Past

June 4, 2022 - May 13, 2026

FORGE SECURITIES LLC

CRD#: 134596

SAN FRANCISCO, CA

Past

February 14, 2021 - April 8, 2022

GILDER GAGNON HOWE & CO. LLC

RIA

CRD#: 2002

NEW YORK, NY

Past

February 3, 2021 - April 8, 2022

GILDER GAGNON HOWE & CO. LLC

CRD#: 2002

NEW YORK, NY

Past

May 2, 2018 - February 2, 2021

NEUBERGER BERMAN BD LLC

RIA

CRD#: 2908

NEW YORK, NY

Past

May 1, 2018 - February 2, 2021

NEUBERGER BERMAN BD LLC

CRD#: 2908

NEW YORK, NY

Past

August 18, 2017 - March 9, 2018

SCOTTRADE INVESTMENT MANAGEMENT

RIA

CRD#: 169988

SAINT LOUIS, MO

Past

June 14, 2016 - March 9, 2018

SCOTTRADE, INC.

CRD#: 8206

LONG BEACH, CA

Past

December 29, 2015 - May 13, 2016

NYLIFE SECURITIES LLC

CRD#: 5167

GLENDALE, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(5/4/2026)

Exams

State Security Law Exam

IAR

Series 66

Date: 8/18/2017

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 1/9/2016

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/8/2016

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/28/2015

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/21/2018

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

NPM SECURITIES, LLC

CRD#: 168469 / SEC#: , 8-69312

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

3 East 28th Street 7th Floor, New York, NY 10016

Mailing Address

3 East 28th Street 7th Floor, New York, NY 10016

Phone number

(646) 968-7064

Established

Delaware since 05/01/2013

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
NASDAQ PRIVATE MARKET, LLC (FKA: COPELAND MARKETS)	SHAREHOLDER
AFONJA, LATIFAT	FINOP	5443130
CALLAHAN, THOMAS FRANCIS	CHIEF EXECUTIVE OFFICER	2278823
KROCULICK, ANDREW JOHN	HEAD OF BUSINESS OPERATIONS AND CLIENT EXPERIENCE	7759899
SETARO, CHRISTOPHER MICHAEL	CHIEF COMPLIANCE OFFICER	2635774

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Garrett Johnson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Garrett Johnson's CRS (Customer Relationship Summary).

Certified licenses

Experience

FORGE GLOBAL ADVISORS LLC

FORGE SECURITIES LLC

GILDER GAGNON HOWE & CO. LLC

GILDER GAGNON HOWE & CO. LLC

NEUBERGER BERMAN BD LLC

NEUBERGER BERMAN BD LLC

SCOTTRADE INVESTMENT MANAGEMENT

SCOTTRADE, INC.

NYLIFE SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/18/2017

Series 63

Date: 1/9/2016

SIE

Date: 10/1/2018

Series 7

Date: 4/8/2016

Series 6

Date: 12/28/2015

Series 24

Date: 12/21/2018

FINRA

Current Firm

NPM SECURITIES, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

NPM SECURITIES, LLC

TRUST BUT VERIFY

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