Herbert G. Wiebe

PATHFINDER FINANCIAL SERVICES

El Paso, TX

Some features on this profile are disabled

CRD#: 6553499

Professional summary

Herbert Gerry Wiebe, CFP® is a registered financial advisor currently at PATHFINDER FINANCIAL SERVICES located in El Paso, Texas.

Herbert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Herbert has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Licensed insurance providing life and disability policies, for which a commission may be paid at time of sales and/or in the form of trailing commissions. Enrolled agent providing tax preparation services for which clients pay via cash or check amounts depending on the complexity of the return being prepared, generally $150 for personal returns. Business Returns Start at $500. This service operates under Herb G Wiebe LLC registered in TX. Texas A&M Agrilife Extension Presenter for Continuing Class for Tax Preparation Professionals Independent Contractor Since 08/2024 Not Investment Related

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Herbert Gerry Wiebe's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2019

Experience

Current

December 8, 2017 - Present

PATHFINDER FINANCIAL SERVICES

RIA

CRD#: 289125

El Paso, TX

Past

February 5, 2016 - December 5, 2017

OSAIC WEALTH, INC.

CRD#: 23131

EL PASO, TX

Past

January 5, 2016 - February 9, 2016

NYLIFE SECURITIES LLC

CRD#: 5167

EL PASO, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(5/27/2025)

IAR

Texas
(12/8/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/22/2017

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/15/2016

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/5/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/22/2017

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/5/2016

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/3/2017

General Securities Principal Examination

Current Firm

PATHFINDER FINANCIAL SERVICES

PATHFINDER FINANCIAL SERVICES | PATHFINSERV LLC DBA PATHFINDER FINANCIAL SERVICES | PATHFINSERV LLC

CRD#: 289125 / SEC#:

Florida

Registered Investment Advisory firm - (5/27/2025 Approved)

Missouri

Registered Investment Advisory firm - (10/3/2017 Approved)

New Mexico

Registered Investment Advisory firm - (10/2/2017 Approved)

Texas

Registered Investment Advisory firm - (9/6/2017 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

El Paso, TX

Mailing Address

Phone number

(915) 525-1454

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	481
AUM (Assets Under Management)	$ 78,562,549

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Herbert G. Wiebe

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Herbert Gerry Wiebe's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

NYLIFE SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/22/2017

Series 63

Date: 1/15/2016

SIE

Date: 12/5/2017

Series 7

Date: 8/22/2017

Series 6

Date: 1/5/2016

Series 24

Date: 11/3/2017

Current Firm

PATHFINDER FINANCIAL SERVICES

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PATHFINDER FINANCIAL SERVICES

TRUST BUT VERIFY

Similar Advisors