Alexander H. Dardick

JRS INVESTMENTS AND WEALTH PRESERVATION

Signal Hill, CA

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CRD#: 6553343

Professional summary

Alexander H Dardick, who also goes by Alexander Dardick, is a registered financial advisor currently at JRS INVESTMENTS AND WEALTH PRESERVATION, LLC located in Signal Hill, California.

Alexander is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Alexander has worked at 3 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Alexander Dardick

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Tutorly: An on line tutoring company specially designed for customized learning for k-12 students. This business is non investment related. Alex is a Student Success Team Leader. Started in Oct. 2021 Alex works a flexible work schedule (Paid by 1099 as a independent contractor) and works remotely and this business does not affect his investment services.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alexander H Dardick's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 6, 2021 - Present

JRS INVESTMENTS AND WEALTH PRESERVATION, LLC

RIA

CRD#: 146933

Signal Hill, CA

Past

July 2, 2020 - November 28, 2020

HIGHTOWER ADVISORS, LLC

RIA

CRD#: 145323

Beverly Hills, CA

Past

May 16, 2017 - July 3, 2018

TRILOGY CAPITAL, INC.

RIA

CRD#: 281597

Torrance, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(5/6/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/5/2017

Uniform Investment Adviser Law Examination

Current Firm

JRS INVESTMENTS AND WEALTH PRESERVATION, LLC

19 RIA | JRS INVESTMENTS AND WEALTH PRESERVATION, LLC

CRD#: 146933 / SEC#:

California

Registered Investment Advisory firm - (6/3/2008 Approved)

Florida

Registered Investment Advisory firm - (12/9/2019 Terminated)

Hawaii

Registered Investment Advisory firm - (3/9/2020 Approved)

Idaho

Registered Investment Advisory firm - (7/8/2020 Approved)

Washington

Registered Investment Advisory firm - (9/11/2015 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Union, WA

Mailing Address

Phone number

(858) 735-2640

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	172
AUM (Assets Under Management)	$ 15,814,209

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Alexander H. Dardick

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alexander H Dardick's CRS (Customer Relationship Summary).

Certified licenses

Experience

JRS INVESTMENTS AND WEALTH PRESERVATION, LLC

HIGHTOWER ADVISORS, LLC

TRILOGY CAPITAL, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 4/5/2017

Current Firm

JRS INVESTMENTS AND WEALTH PRESERVATION, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

JRS INVESTMENTS AND WEALTH PRESERVATION, LLC

TRUST BUT VERIFY

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