Luis B. Moya
Professional summary
Luis Beltran Moya is a registered financial professional currently at BA SECURITIES, LLC located in W. Conshohocken, Pennsylvania.
Luis is registered as a RR (Registered Representative) and started their career in finance in 2015. Luis has worked at 4 firms and has passed the Series 63, SIE, Series 79, Series 22 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Luis Beltran Moya's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 10, 2025 - Present
BA SECURITIES, LLC
Office #1: Four Tower Bridge 200 Barr Harbor Drive, Suite 400, W. Conshohocken, PA 19428May 18, 2018 - January 31, 2025
CAPSTONE PARTNERS
February 5, 2016 - June 26, 2018
HEADWATERS BD, LLC
September 22, 2015 - January 27, 2016
CRESCENT SECURITIES GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/14/2025)
(1/13/2025)
(6/6/2025)
(1/10/2025)
(9/24/2025)
Exams
FINRA
Current Firm
BA SECURITIES, LLC
CRD#: 153489 / SEC#: , 8-68545
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BA HOLDCO, LLC | OWNER | |
| BOLDEN, MICHAEL LABRADOR | CHIEF COMPLIANCE OFFICER | 6411755 |
| CHUFF, JOHN JOSEPH | PRESIDENT | 1205736 |
| HATLING, PEDER ALAN | PRINCIPAL | 5240595 |
| JUILIANO, COLLEEN JANE | FINOP | 4818898 |
| KELLER-YOUNG, SUZANNE | OPERATIONS MANAGER | 5495492 |
| PICKENS, DANIEL NEHIL | PRINCIPAL | 1042225 |
| WENTZLER, DENNIS RAYMOND | CHIEF OPERATIONS OFFICER & AML OFFICER | 4221461 |
Red Flags
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