AM
Andrew P. Massaro
ATCAP PARTNERS
Norwalk, CT 06854
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CRD#: 6551913
AM
Professional summary
Andrew P Massaro is a registered financial advisor currently at ATCAP PARTNERS, LLC located in Norwalk, Connecticut and CEROS FINANCIAL SERVICES, INC. located in New York, New York.
Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Andrew has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) APM HOLDINGS, LTD., BILL PAYING ENTITY, OWNER, NORWALK, CT, START 3-2019, 1 HR PER MONTH ZERO DURING TRADING HRS, NOT INVESTMENT RELATED
CRS (Client Relationship Summary) - RIA
Click below to view Andrew P Massaro's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 26, 2022 - Present
ATCAP PARTNERS, LLC
Office #1: 50 Washington Street Suite 402w, Norwalk, CT 06854RIA
CRD#: 158214
Norwalk, CT
Current
January 19, 2022 - Present
CEROS FINANCIAL SERVICES, INC.
Office #1: 295 Madison Ave. Suite 1102, New York, NY 10017BD
CRD#: 37869
New York, NY
Past
March 6, 2020 - August 7, 2020
B. RILEY WEALTH ADVISORS, INC.
RIA
CRD#: 115927
NORWALK, CT
Past
May 6, 2016 - January 25, 2022
NATIONAL SECURITIES CORPORATION
BD
CRD#: 7569
SOUTH NORWALK, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AP
ATCAP PARTNERS, LLC
ATCAP PARTNERS, LLC | KENSINGTON ANALYTICS | FORTE CAPITAL GROUP | CRITICAL MATH
CRD#: 158214 / SEC#: 801-72617
RIA
Registered Investment Advisory firm - (7/25/2011 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/15/2022)
RR
Alaska(2/7/2022)
RR
Arkansas(6/8/2023)
RR
California(1/19/2022)
RR
Colorado(3/24/2022)
RR
Connecticut(1/19/2022)
IAR
Connecticut(8/26/2022)
RR
Delaware(2/3/2022)
RR
District of Columbia(6/16/2023)
RR
Florida(2/15/2022)
RR
Georgia(3/17/2022)
RR
Idaho(6/8/2023)
RR
Illinois(6/13/2023)
RR
Indiana(1/19/2022)
RR
Iowa(1/19/2022)
RR
Kansas(1/19/2022)
RR
Kentucky(6/9/2023)
RR
Louisiana(6/12/2023)
RR
Maine(1/20/2022)
RR
Maryland(6/9/2023)
RR
Massachusetts(6/8/2023)
RR
Michigan(2/15/2022)
RR
Minnesota(1/28/2022)
RR
Mississippi(6/13/2023)
RR
Missouri(1/19/2022)
RR
Montana(6/14/2023)
RR
Nebraska(6/7/2023)
RR
Nevada(6/13/2023)
RR
New Hampshire(6/12/2023)
RR
New Jersey(6/7/2023)
RR
New Mexico(6/9/2023)
RR
New York(1/19/2022)
RR
North Carolina(6/8/2023)
RR
Ohio(1/28/2022)
RR
Oklahoma(6/12/2023)
RR
Pennsylvania(1/19/2022)
RR
Rhode Island(6/15/2023)
RR
South Carolina(1/31/2022)
RR
Texas(1/19/2022)
RR
Utah(6/8/2023)
RR
Vermont(3/9/2022)
RR
Virginia(6/8/2023)
RR
Washington(6/7/2023)
RR
West Virginia(6/12/2023)
RR
Wisconsin(3/4/2022)
RR
Wyoming(6/16/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
AP
ATCAP PARTNERS, LLC
ATCAP PARTNERS, LLC | KENSINGTON ANALYTICS | FORTE CAPITAL GROUP | CRITICAL MATH
CRD#: 158214 / SEC#: 801-72617
RIA
Registered Investment Advisory firm - (7/25/2011 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1445 Research Boulevard #530, Rockville, MD 20850
Mailing Address
Phone number
(866) 842-3356
Established
Firm type
Fiscal year end
# of Employees
23
SEC notice filing (17 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 220 |
| AUM (Assets Under Management) | $ 62,948,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
