AP
Alexandre Pfrimer Falcao
HSBC SECURITIES (USA)
Houston, TX 77056
Some features on this profile are disabled
CRD#: 6551847
AP
Professional summary
Alexandre Pfrimer Falcao, who also goes by Alexandre Pfrimer Falcao, is a registered financial professional currently at HSBC SECURITIES (USA) INC. located in Houston, Texas and LOOP CAPITAL MARKETS LLC located in Dallas, Texas.
Alexandre is registered as a RR (Registered Representative) and started their career in finance in 2015. Alexandre has worked at 2 firms and has passed the Series 63, Series 79TO, SIE, Series 87, Series 86 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Alexandre Pfrimer Falcao
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Alexandre Pfrimer Falcao's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 12, 2015 - Present
HSBC SECURITIES (USA) INC.
Office #1: 3050 Post Oak Boulevard Suite 600, Houston, TX 77056RIA
BD
CRD#: 19585
Houston, TX
Current
May 7, 2026 - Present
LOOP CAPITAL MARKETS LLC
Office #1: 2911 Turtle Creek Blvd Suite 300, Dallas, TX 75219RIA
BD
CRD#: 43098
Dallas, TX
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/11/2021)
RR
Alaska(6/11/2021)
RR
Arizona(6/11/2021)
RR
Arkansas(6/11/2021)
RR
California(6/11/2021)
RR
Colorado(6/11/2021)
RR
Connecticut(6/11/2021)
RR
Delaware(6/11/2021)
RR
District of Columbia(6/11/2021)
RR
Florida(6/11/2021)
RR
Georgia(6/11/2021)
RR
Hawaii(6/11/2021)
RR
Idaho(6/11/2021)
RR
Illinois(6/11/2021)
RR
Indiana(6/11/2021)
RR
Iowa(6/11/2021)
RR
Kansas(6/11/2021)
RR
Kentucky(6/11/2021)
RR
Louisiana(6/11/2021)
RR
Maine(6/11/2021)
RR
Maryland(6/11/2021)
RR
Massachusetts(6/11/2021)
RR
Michigan(6/11/2021)
RR
Minnesota(6/11/2021)
RR
Mississippi(6/11/2021)
RR
Missouri(6/11/2021)
RR
Montana(6/11/2021)
RR
Nebraska(6/11/2021)
RR
Nevada(6/11/2021)
RR
New Hampshire(6/11/2021)
RR
New Jersey(6/11/2021)
RR
New Mexico(6/11/2021)
RR
New York(10/15/2015)
RR
North Carolina(6/11/2021)
RR
North Dakota(6/11/2021)
RR
Ohio(6/14/2021)
RR
Oklahoma(6/11/2021)
RR
Oregon(6/11/2021)
RR
Pennsylvania(6/11/2021)
RR
Puerto Rico(6/11/2021)
RR
Rhode Island(6/11/2021)
RR
South Carolina(6/11/2021)
RR
South Dakota(6/11/2021)
RR
Tennessee(6/11/2021)
RR
Texas(6/11/2021)
RR
Utah(6/11/2021)
RR
Vermont(6/11/2021)
RR
Virgin Islands(6/11/2021)
RR
Virginia(6/11/2021)
RR
Washington(6/11/2021)
RR
West Virginia(6/11/2021)
RR
Wisconsin(6/11/2021)
RR
Wyoming(6/11/2021)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 12/1/2021
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
Nasdaq Texas, LLC
SRO Registrations
RR
New York Stock Exchange
Current Firm
LC
LOOP CAPITAL MARKETS LLC
LOOP CAPITAL MARKETS L.L.C. | LOOP CAPITAL MARKETS LLC
CRD#: 43098 / SEC#: , 8-50140
Illinois
Registered Investment Advisory firm - SEC (4/4/2012 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
425 S. Financial Place Ste 2700, Chicago, IL 60605
Mailing Address
425 S. Financial Place Ste 2700, Chicago, IL 60605
Phone number
(312) 913-4900
Established
Delaware since 06/01/2004
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
250
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 8 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
