SG
Stephanie R. Green
CETERA INVESTMENT ADVISERS LLC
LIBERTY, MO 64068
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CRD#: 6550268
SG
Professional summary
Stephanie Rae Green, AIF®, CFP®, who also goes by Stephanie Green, Stevie Green, Stephanie Rae Spencer, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Liberty, Missouri and CETERA ADVISORS LLC located in Liberty, Missouri.
Stephanie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Stephanie has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Stephanie Green | Stevie Green | Stephanie Rae Spencer
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: SPENCER FINANCIAL SERVICES, INC, INVESTMENT RELATED: YES, ADDRESS: 8/2015, NATURE OF BUSINESS: SAME AS REGISTERED LOCATION, START DATE: 5/2015, APX NUMBER OF HOURS PER WEEK: 45, APX NUMBER OF TRADING HOURS PER WEEK: 32.5, POSITION/TITLE/RELATIONSHIP: PRESIDENT / FINANCIAL ADVISOR, BRIEF DESCRIPTION OF DUTIES: PARTNERS WITH STEVE SPENCER, DBA FOR FINANCIAL SERVICES; 2. NAME OF OTHER BUSINESS: LIBERTY HOSPITAL FOUNDATION; INVESTMENT RELATED: NO; ADDRESS: 2525 GLENN HENDREN DRIVE, LIBERTY, MO 64068; NATURE OF BUSINESS: NON PROFIT FOUNDATION; START DATE: 07/2023; POSITION/TITLE/RELATIONSHIP: PRESIDENT ELECT/BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: FINANCE COMMITTEE MEMBER, OVERSEE FINANCES ATTEND, ATTEND MEETINGS; 3. NAME OF OTHER BUSINESS: NOTARY PUBLIC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: NOTARY PUBLIC; START DATE: 07/2017; POSITION/TITLE/RELATIONSHIP: NOTARY; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: NOTARIZE DOCUMENTS AS NEEDED; 4. FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FIXED INSURANCE, START DATE: 6/2018, INSURANCE AGENT , APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, SELLS LIFE, HEALTH, DISABILITY, ANNUITIES, AND LONG TERM CARE. 5. NAME OF OTHER BUSINESS: GREEN WEALTH MANAGEMENT LLC DBA SPENCER FINANCIAL SERVICES INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FINANCIAL SERVICES ; POSITION/TITLE/RELATIONSHIP: CO-OWNER START DATE: 01/2020 ; APX NUMBER OF HOURS PER WEEK: 40 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES:FINANCIAL PLANNING, CONSULTING, ADVISING, ACCOUNT MANAGEMENT ; 6. NAME OF OTHER BUSINESS: PURPOSE PLANNING INVESTMENT RELATED: YES, ADDRESS: 1980 DOMINION WAY, SUITE 200, COLORADO SPRINGS, CO, 80918,, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 09/2021, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 20, APX NUMBER OF HOURS DURING TRADING HOURS: 20, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 7. NAME OF OTHER BUSINESS: EARNEST SHEPHERD MEMORIAL YOUTH CENTER INVESTMENT RELATED: NO, ADDRESS: 610 E SHEPHERD RD, LIBERTY, MO, 64068, NATURE OF BUSINESS: NON-PROFIT, START DATE: 01/2022, POSITION/TITLE/RELATIONSHIP: BOARD MEMBER, APX NUMBER OF HOURS PER WEEK: 2, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, BRIEF DESCRIPTION OF DUTIES: GENERAL BOARD DUTIES; 8. NAME OF OTHER BUSINESS: GREEN BUILDING MANAGEMENT LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: COMMERCIAL BUILDING; START DATE: 8/2022; POSITION/TITLE/RELATIONSHIP: CO-OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: PURCHASED BUILDING THAT OFFICE IS LOCATED IN AND TENANTS; 9. NAME OF OTHER BUSINESS: MONT WEALTH, INVESTMENT RELATED: YES, ADDRESS: 1755 TELSTAR DR, STE 300 COLORADO SPRINGS, CO 80920, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE:01/2025, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 10, APX NUMBER OF HOURS DURING TRADING HOURS: 10, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
CRS (Client Relationship Summary) - RIA
Click below to view Stephanie Rae Green's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
March 21, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1135 W. Kansas St, Liberty, MO 64068Office #2: 1980 Dominion Way Suite 101, Colorado Springs, CO 80918RIA
CRD#: 105644
LIBERTY, MO
Current
October 8, 2015 - Present
CETERA ADVISORS LLC
Office #1: 1135 W. Kansas St, Liberty, MO 64068Office #2: 1980 Dominion Way Suite 101, Colorado Springs, CO 80918BD
CRD#: 10299
Liberty, MO
Past
November 18, 2015 - March 21, 2024
CETERA ADVISORS LLC
RIA
CRD#: 10299
OVERLAND PARK, KS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/21/2021)
RR
Alaska(1/2/2020)
RR
Arizona(1/2/2020)
RR
Arkansas(1/4/2021)
RR
California(2/26/2019)
RR
Colorado(11/22/2019)
IAR
Colorado(3/21/2024)
RR
District of Columbia(4/28/2025)
RR
Florida(2/26/2019)
RR
Georgia(2/5/2021)
RR
Idaho(1/2/2020)
RR
Illinois(2/26/2019)
RR
Indiana(2/26/2019)
RR
Iowa(2/26/2019)
RR
Kansas(11/17/2015)
RR
Kentucky(5/22/2025)
RR
Louisiana(8/7/2023)
RR
Maryland(2/18/2025)
RR
Massachusetts(3/7/2024)
RR
Michigan(7/18/2023)
RR
Minnesota(1/2/2024)
RR
Missouri(11/17/2015)
IAR
Missouri(3/21/2024)
RR
Nebraska(2/28/2019)
RR
New Hampshire(5/20/2025)
RR
New Mexico(5/22/2025)
RR
New York(1/2/2020)
RR
North Carolina(1/3/2020)
RR
Ohio(1/25/2022)
RR
Oklahoma(6/1/2022)
RR
Pennsylvania(1/30/2025)
RR
South Carolina(2/26/2019)
RR
South Dakota(1/3/2023)
RR
Tennessee(5/21/2024)
RR
Texas(1/8/2019)
IAR
Texas(3/21/2024)
RR
Utah(11/22/2019)
RR
Vermont(2/26/2019)
RR
Virginia(7/6/2022)
RR
Washington(1/2/2020)
RR
Wisconsin(11/22/2022)
RR
Wyoming(1/2/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
