Emily H. Ruderman
Professional summary
Emily Hannah Ruderman, who also goes by Emily Ruderman, is a registered financial professional currently at ICAPITAL MARKETS LLC located in New York, New York.
Emily is registered as a RR (Registered Representative) and started their career in finance in 2015. Emily has worked at 6 firms and has passed the Series 65, Series 63, Series 31, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Emily Hannah Ruderman's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 10, 2024 - Present
ICAPITAL MARKETS LLC
Office #1: 60 East 42nd Street 26th Floor, New York, NY 10165July 29, 2021 - September 4, 2024
LAZARD ASSET MANAGEMENT LLC
July 27, 2021 - September 4, 2024
LAZARD ASSET MANAGEMENT SECURITIES LLC
May 22, 2018 - July 6, 2021
J.P. MORGAN PRIVATE WEALTH ADVISORS LLC
May 22, 2018 - July 6, 2021
FIRST REPUBLIC SECURITIES COMPANY, LLC
March 26, 2018 - May 31, 2018
EQUITABLE ADVISORS, LLC
December 22, 2015 - May 31, 2018
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/10/2024)
Exams
FINRA
Current Firm
ICAPITAL MARKETS LLC
CRD#: 118219 / SEC#: , 8-53640
Contact information
FINRA licenses (53 States and Territories)
Documents
Red Flags
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