HL
Harold E. Lewis
EMPOWER ADVISORY GROUP
Crescent City, FL
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CRD#: 6548574
HL
Professional summary
Harold Eugene Lewis, who also goes by Hal E Lewis III, Harold Eugene Lewis III, Harold Eugene Lewis, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Crescent City, Florida and EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado.
Harold is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Harold has worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Hal E Lewis Iii | Harold Eugene Lewis Iii | Harold Eugene Lewis
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) OAA#: 57471 | Org Name:Harold Lewis | Org Addr:Jacksonville, FL, US | Nature of Bus:Livestreaming | Invst Rel:N | Title:Streamer | Duties:Live broadcast talking about true crime and paranormal phenomena | Start Dt:10/22/2018 | Total Hrs p/m:20 | Sec Trdng Hrs p/m:0///// Circle K; Not Investment-Related; Crescent City, FL; Nature: Circle K is a chain of gas stations and convenience stores.; Title: Cashier/Shift Employee;Started: 9/15/2023; Hours devoted to the outside of business during securities trading hours: 0; Hours devoted to the outside business outside of securities trading hours: 11-20; Duties: Clean store, prepare food, work cash register, maintain inventory///// 2) Southeastern Groceries / Self-checkout Associate. Monitor self-checkout area and assist customers with checkout process. Keep self-checkout area clean and organized. Part time weekend hours only.
CRS (Client Relationship Summary) - RIA
Click below to view Harold Eugene Lewis's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 13, 2023 - Present
EMPOWER ADVISORY GROUP, LLC
RIA
CRD#: 112058
Crescent City, FL
Current
November 15, 2023 - Present
EMPOWER FINANCIAL SERVICES, INC.
Office #1: 8515 E Orchard Road, Greenwood Village, CO 80111BD
CRD#: 13109
Greenwood Village, CO
Past
May 3, 2022 - November 9, 2023
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
Jacksonville, FL
Past
May 2, 2022 - November 9, 2023
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
Jacksonville, FL
Past
December 13, 2019 - April 5, 2022
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
JACKSONVILLE, FL
Past
September 25, 2015 - April 1, 2022
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
JACKSONVILLE, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EA
EMPOWER ADVISORY GROUP, LLC
ADVISED ASSETS GROUP INC | EMPOWER ADVISORY GROUP, LLC | ADVISED ASSETS GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
RIA
Registered Investment Advisory firm - (11/22/2000 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/15/2023)
RR
Alaska(11/15/2023)
RR
Arizona(11/15/2023)
RR
Arkansas(11/15/2023)
RR
California(11/15/2023)
RR
Connecticut(11/15/2023)
RR
Delaware(11/15/2023)
RR
Florida(11/15/2023)
IAR
Florida(12/13/2023)
RR
Georgia(11/15/2023)
RR
Hawaii(11/15/2023)
RR
Idaho(11/15/2023)
RR
Illinois(11/15/2023)
RR
Indiana(11/15/2023)
RR
Iowa(11/15/2023)
RR
Kansas(11/15/2023)
RR
Kentucky(11/15/2023)
RR
Maine(11/15/2023)
RR
Massachusetts(11/15/2023)
RR
Michigan(11/15/2023)
RR
Minnesota(11/15/2023)
RR
Mississippi(11/15/2023)
RR
Missouri(11/15/2023)
RR
Montana(11/15/2023)
RR
Nebraska(11/15/2023)
RR
Nevada(11/15/2023)
RR
New Hampshire(11/15/2023)
RR
New Jersey(11/15/2023)
RR
New Mexico(11/15/2023)
RR
New York(11/15/2023)
RR
North Carolina(11/15/2023)
RR
North Dakota(11/15/2023)
RR
Oklahoma(11/15/2023)
RR
Oregon(11/15/2023)
RR
Pennsylvania(11/15/2023)
RR
Rhode Island(11/15/2023)
RR
South Carolina(11/15/2023)
RR
South Dakota(11/15/2023)
RR
Tennessee(11/15/2023)
RR
Texas(11/15/2023)
RR
Utah(11/15/2023)
RR
Vermont(11/15/2023)
RR
Virginia(11/15/2023)
RR
Washington(11/15/2023)
RR
West Virginia(11/15/2023)
RR
Wisconsin(11/15/2023)
RR
Wyoming(11/15/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
EA
EMPOWER ADVISORY GROUP, LLC
ADVISED ASSETS GROUP INC | EMPOWER ADVISORY GROUP, LLC | ADVISED ASSETS GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
RIA
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Contact information
Main Address
8515 East Orchard Rd 4t2, Greenwood Village, CO 80111
Mailing Address
Phone number
(866) 575-4977
Established
Firm type
Fiscal year end
# of Employees
822
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
