SG
Santiago Gutierrez Zaldivar
FOUNDERS FAMILY OFFICE
Miami, FL 33131
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CRD#: 6547080
SG
Professional summary
Santiago Gutierrez Zaldivar, who also goes by Santiago Gutierrez, is a registered financial advisor currently at FOUNDERS FAMILY OFFICE located in Miami, Florida.
Santiago is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Santiago has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Santiago Gutierrez
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Entity Name: Alke Partners LLC Investment related: No Address: 1541 33129, Miami, Florida Nature of the other business: The LLC is constituted to be ready in case my partner and I find a good business to buy or brand to have a brand representation. Non finance related. Position/Title/Relationship: Partial Owner Start Date: 14 Nov 2016 Approximate # of hours a month: No commitment. It is just an LLC that would hold the business we may buy Approximate # of hours during securities hours: 0 Briefly describe your duties: Passive shareholder. I will analyze and discuss with my partner if the business opportunities that appear are worth buying Entity Name: House 3685 LLC Investment related: No Address: 3685 SW 1st Ave, Miami, FL 33145 Nature of the other business: Real Estate investment Position/Title/Relationship: Sole Member Start Date: Jan 13, 2022 Approximate # of hours a month: 0 Approximate # of hours during securities hours: 0 Briefly describe your duties: Passive shareholder. Business Consulting Services (personal). Non financial. Consulting fees as agreed with the clients. Approximate # hours per month: 2 Starting date: 10/2021
CRS (Client Relationship Summary) - RIA
Click below to view Santiago Gutierrez Zaldivar's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 20, 2022 - Present
FOUNDERS FAMILY OFFICE
Office #1: 98 Se 7th St Suite 620, Miami, FL 33131RIA
CRD#: 315653
Miami, FL
Past
September 1, 2015 - May 10, 2021
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
Miami, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FF
FOUNDERS FAMILY OFFICE
ADAMO CAPITAL | FOUNDERS FAMILY OFFICE | ADAMO CAPITAL FAMILY OFFICE LLC
CRD#: 315653 / SEC#: 801-123712
RIA
Registered Investment Advisory firm - (4/15/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(6/20/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 3/9/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Current Firm
FF
FOUNDERS FAMILY OFFICE
ADAMO CAPITAL | FOUNDERS FAMILY OFFICE | ADAMO CAPITAL FAMILY OFFICE LLC
CRD#: 315653 / SEC#: 801-123712
RIA
Registered Investment Advisory firm - (4/15/2022 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
98 Se 7th St Suite 620, Miami, FL 33131
Mailing Address
Phone number
(305) 650-2997
Established
Firm type
Fiscal year end
# of Employees
18
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 97 |
| AUM (Assets Under Management) | $ 1,323,758,900 |
Red Flags
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Company Information
FOUNDERS FAMILY OFFICE
CRD#: 315653Miami, FL 33131TRUST BUT VERIFY
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