Than N. Nguyen
Professional summary
Than Ngoc Nguyen JR, who also goes by Than Nguyen, Tj Nguyen, is a registered financial professional currently at ALLIANCE-ONE INVESTMENTS, LLC located in Tulsa, Oklahoma.
Than is registered as a RR (Registered Representative) and started their career in finance in 2015. Than has worked at 2 firms and has passed the SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Than Ngoc Nguyen JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 11, 2017 - Present
ALLIANCE-ONE INVESTMENTS, LLC
Office #1: 4000 N Mingo Rd, Tulsa, OK 74116March 23, 2016 - August 11, 2017
METLIFE INVESTORS DISTRIBUTION COMPANY
November 11, 2015 - February 2, 2016
METLIFE INVESTORS DISTRIBUTION COMPANY
State Registrations and Notice Filings
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Exams
FINRA
Current Firm
ALLIANCE-ONE INVESTMENTS, LLC
CRD#: 286025 / SEC#: , 8-69868
Contact information
Documents
Red Flags
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Company Information
ALLIANCE-ONE INVESTMENTS, LLC
CRD#: 286025Tulsa, OK 74116TRUST BUT VERIFY
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