Dino A. Dellorto
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dino Andrea Dellorto, who also goes by Dino Andrea Dell'orto, was a registered financial professional .
Dino is a previously registered financial professional and started their career in finance in 2016. Dino had worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 20, 2016 - October 31, 2019
SHELTER ROCK CAPITAL GROUP LLC
February 2, 2016 - October 20, 2016
NORTH SEA SECURITIES L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SHELTER ROCK CAPITAL GROUP LLC
CRD#: 156753 / SEC#: , 8-68818
Contact information
FINRA licenses (47 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
