Gregory Komsky

VERITY ASSET MANAGEMENT

OAKDALE, CA 95361-4212

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CRD#: 6546098

Professional summary

Gregory Komsky, AIF®, who also goes by Greg Komsky, is a registered financial advisor currently at VERITY ASSET MANAGEMENT located in Oakdale, California and VERITY INVESTMENTS, INC. located in Oakdale, California.

Gregory is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Gregory has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Greg Komsky

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Foundation Financial & Insurance Services, LLC; Not investment-related; Oakdale, CA; Financial and insurance services; CEO; President; 03/2021; 160 hours per month; 160 hours per month during business hours; Meet with clients to help with their retirement and investment needs. 2) Komsky & Associates, LLC; Not investment-related; Oakdale, CA; Holding Company; CEO; Owner; 04/2020; 0 hours per month; 0 during market hours; Administrative duties. 3) Verity Asset Management, Inc.; Investment-related; Durham NC; Registered Investment Adviser; Contractor; Investment advisor representative; 03/2017; 160 hours per month; 160 during market hours; Investment advisory services. 4) Karma Capital Insurance Solutions, LLC.; Not investment-related; Oakdale, CA; P&C insurance; Partner; Manager; 05/2022; 25 hours per month; 20 during market hours; Manage business activities and oversee P&C business being sold.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Komsky's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

November 17, 2017 - Present

VERITY ASSET MANAGEMENT

Office #1: 210 S Sierra Ave Ste 106, Oakdale, CA 95361-4212

RIA

CRD#: 158667

OAKDALE, CA

Current

July 18, 2017 - Present

VERITY INVESTMENTS, INC.

Office #1: 210 S Sierra Ave Ste 106, Oakdale, CA 95361-4212

CRD#: 41527

Oakdale, CA

Past

August 10, 2018 - November 2, 2018

ENCOMPASS MORE LLC

RIA

CRD#: 288260

ORANGEVALE, CA

Past

July 13, 2017 - November 16, 2017

ENCOMPASS MORE LLC

RIA

CRD#: 288260

Orangevale, CA

Past

December 20, 2016 - May 8, 2017

PLANMEMBER SECURITIES CORPORATION

RIA

CRD#: 11869

CAMPBELL, CA

Past

December 16, 2015 - May 8, 2017

PLANMEMBER SECURITIES CORPORATION

CRD#: 11869

CAMPBELL, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VERITY ASSET MANAGEMENT

ENCOMPASS MORE | VERITY ASSET MANAGEMENT, INC. | VERITY ASSET MANAGEMENT

CRD#: 158667 / SEC#: 801-66730

RIA

Registered Investment Advisory firm - (5/26/2006 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(1/12/2022)

California
(7/18/2017)

IAR

California
(11/17/2017)

Florida
(7/18/2017)

Kentucky
(7/18/2017)

IAR

New Hampshire
(10/16/2025)

New Jersey
(8/18/2017)

Texas
(9/5/2017)

IAR

Texas
(11/17/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/20/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/6/2015

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 12/16/2015

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

VERITY ASSET MANAGEMENT

ENCOMPASS MORE | VERITY ASSET MANAGEMENT, INC. | VERITY ASSET MANAGEMENT

CRD#: 158667 / SEC#: 801-66730

RIA

Registered Investment Advisory firm - (5/26/2006 Approved)

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Contact information

Main Address

280 S Mangum St Ste 550, Durham, NC 27701-3676

Mailing Address

Phone number

(919) 490-6717

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (35 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (8/29/2025)

Regulatory assets under management

Total Number of Accounts	7,199
AUM (Assets Under Management)	$ 1,041,329,944

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Gregory Komsky

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Komsky's CRS (Customer Relationship Summary).

Certified licenses

Experience

VERITY INVESTMENTS, INC.

ENCOMPASS MORE LLC

ENCOMPASS MORE LLC

PLANMEMBER SECURITIES CORPORATION

PLANMEMBER SECURITIES CORPORATION

Primary Firm SEC Registration

VERITY ASSET MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 12/20/2016

Series 63

Date: 10/6/2015

SIE

Date: 10/1/2018

Series 6

Date: 12/16/2015

FINRA

Current Firm

VERITY ASSET MANAGEMENT

Contact information

SEC notice filing (35 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

VERITY ASSET MANAGEMENT

TRUST BUT VERIFY

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