JP
Joseph A. Passaniti
CETERA INVESTMENT ADVISERS LLC
BRIARCLIFF MANOR, NY 10510
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CRD#: 6545068
JP
Professional summary
Joseph Anthony Passaniti is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Briarcliff Manor, New York and CETERA WEALTH SERVICES, LLC located in Briarcliff Manor, New York.
Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Joseph has worked at 2 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: HUDSON FINANCIAL SERVICES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 06/2018 POSITION/TITLE/RELATIONSHIP: DIRECTOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: DIRECTOR, TAX AND FINANCIAL PLANNING 2. NAME OF OTHER BUSINESS: THE JESSE A. COLLYER, JR. YOUTH SPORTS LEAGUES OF OSSINING, INC. ; INVESTMENT RELATED: NO; ADDRESS: P O BOX 111 MARYKNOLL NY 10562 ; NATURE OF BUSINESS: NON PROFIT ; START DATE: 1/2022 ; POSITION/TITLE/RELATIONSHIP: TREASURER/BOARD MEMBER ; APX NUMBER OF HOURS PER WEEK:1-2 ; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES ; BRIEF DESCRIPTION OF DUTIES: MAKE DEPOSITS, PAYMENTS FOR LITTLE LEAGUE, REC AND TRAVEL TEAMS, PREPARE REPORTS AND FILE TAX RETURNS ; 3. NAME OF OTHER BUSINESS: HUDSON TAX SERVICES LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: TAX SERVICES; START DATE: 08/2023; POSITION/TITLE/RELATIONSHIP: VICE- PRESIDENT; APX NUMBER OF HOURS PER WEEK: 20; APX NUMBER OF HOURS DURING TRADING HOURS: 15; BRIEF DESCRIPTION OF DUTIES: MANAGE OPERATIONS OF TAX PREPARATION AND PLANNING FOR INDIVIDUAL AND CORPORATE CLIENTS;
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Anthony Passaniti's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1249 Pleasantville Rd, Briarcliff Manor, NY 10510RIA
CRD#: 105644
BRIARCLIFF MANOR, NY
Current
August 21, 2018 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 1249 Pleasantville Rd, Briarcliff Manor, NY 10510BD
CRD#: 13572
Briarcliff Manor, NY
Past
September 20, 2018 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(3/26/2025)
RR
Connecticut(9/19/2018)
RR
Florida(9/19/2018)
RR
Michigan(10/29/2019)
RR
New Hampshire(3/26/2025)
RR
New Jersey(9/19/2018)
RR
New York(9/19/2018)
IAR
New York(6/29/2023)
RR
Texas(9/19/2018)
IAR
Texas(6/29/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
