Vito Gerardi

CLEARPOOL EXECUTION SERVICES

New York, NY 10036

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CRD#: 6544429

Professional summary

Vito Gerardi, who also goes by VIto William Gerardi, is a registered financial professional currently at CLEARPOOL EXECUTION SERVICES, LLC located in New York, New York.

Vito is registered as a RR (Registered Representative) and started their career in finance in 2016. Vito has worked at 5 firms and has passed the Series 7TO, SIE and Series 99 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Vito William Gerardi

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Vito Gerardi's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 22, 2023 - Present

CLEARPOOL EXECUTION SERVICES, LLC

Office #1: 151 West 42nd Street, New York, NY 10036

CRD#: 168490

New York, NY

Past

March 9, 2021 - April 4, 2023

TULLETT PREBON FINANCIAL SERVICES LLC

CRD#: 28196

NEW YORK, NY

Past

March 27, 2018 - March 22, 2021

GOLDMAN SACHS & CO. LLC

CRD#: 361

NEW YORK, NY

Past

January 30, 2017 - November 21, 2017

CANTOR FITZGERALD & CO.

CRD#: 134

New York, NY

Past

March 14, 2016 - February 23, 2017

TP ICAP GLOBAL MARKETS AMERICAS LLC

CRD#: 2762

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(6/24/2025)

Louisiana
(6/24/2025)

Maryland
(6/24/2025)

Exams

General Industry/Product Exam

Series 7TO

Date: 6/24/2025

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 99

Date: 3/14/2016

Operations Professional Examination

SRO Registrations

Cboe BYX Exchange, Inc.

SRO Registrations

Cboe BZX Exchange, Inc.

SRO Registrations

Cboe EDGA Exchange, Inc.

SRO Registrations

Cboe EDGX Exchange, Inc.

SRO Registrations

FINRA

SRO Registrations

Investors' Exchange LLC

SRO Registrations

Long-Term Stock Exchange, Inc.

SRO Registrations

MEMX LLC

SRO Registrations

NYSE American LLC

SRO Registrations

NYSE Arca, Inc.

SRO Registrations

NYSE National, Inc.

SRO Registrations

Nasdaq BX, Inc.

SRO Registrations

Nasdaq PHLX LLC

SRO Registrations

Nasdaq Stock Market

SRO Registrations

New York Stock Exchange

Current Firm

CLEARPOOL EXECUTION SERVICES, LLC

CRD#: 168490 / SEC#: , 8-69313

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

17 State Street 38th Floor, New York, NY, 10004

Mailing Address

17 State Street 38th Floor, New York, NY, 10004

Phone number

(212) 531-8500

Established

New York since 05/07/2013

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (26 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
BMO FINANCIAL CORP.	SHAREHOLDER
BRICKLEY, THOMAS JOHN	FINOP	3028843
FORLENZA, MICHAEL	PRESIDENT	5886049
WOODWARD, JOEL EDWARD	CHIEF FINANCIAL OFFICER	5467904
YUKILEVICH, DANIEL	CHIEF COMPLIANCE OFFICER	5635481

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Vito Gerardi

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Vito Gerardi's CRS (Customer Relationship Summary).

Certified licenses

Experience

TULLETT PREBON FINANCIAL SERVICES LLC

GOLDMAN SACHS & CO. LLC

CANTOR FITZGERALD & CO.

TP ICAP GLOBAL MARKETS AMERICAS LLC

State Registrations and Notice Filings

Exams

Series 7TO

Date: 6/24/2025

SIE

Date: 10/1/2018

Series 99

Date: 3/14/2016

Cboe BYX Exchange, Inc.

Cboe BZX Exchange, Inc.

Cboe EDGA Exchange, Inc.

Cboe EDGX Exchange, Inc.

FINRA

Investors' Exchange LLC

Long-Term Stock Exchange, Inc.

MEMX LLC

NYSE American LLC

NYSE Arca, Inc.

NYSE National, Inc.

Nasdaq BX, Inc.

Nasdaq PHLX LLC

Nasdaq Stock Market

New York Stock Exchange

Current Firm

CLEARPOOL EXECUTION SERVICES, LLC

Contact information

FINRA licenses (26 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

CLEARPOOL EXECUTION SERVICES, LLC

TRUST BUT VERIFY

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