Raymond Mccormack
CETERA INVESTMENT ADVISERS LLC
Orlando, FL 32806
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CRD#: 6543090
Professional summary
Raymond Mccormack JR, CFP®, who also goes by Raymont T Mccormack, Raymond Thaddeus Mccormack, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Orlando, Florida and CETERA WEALTH SERVICES, LLC located in Lakewood Ranch, Florida.
Raymond is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Raymond has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Raymont T Mccormack | Raymond Thaddeus Mccormack
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) United Against Poverty 150 W Michigan St Orlando FL 32806 Board Position/Officer Other~1/1/2020~1hrs~1hrs~I coordinate our educational programs as well as help the organization grow. I lead the Poverty & Prosperity committee where I coordinate volunteers to execute the educational program. I also work with employers to connect them to our STEP students for employment opportunities. 2) Aksala Wealth Advisors LLC 8225 Natures Way, Unit 119 Lakewood Ranch FL 34202 Other Independent Contractor 7/21/2020 160hrs~130hrs I am a wealth advisor with Aksala Wealth. My goal is to bring in new clients (both individuals & 401k) to the firm via marketing efforts. I am also am responsible for aiding the team in any projects they have planned. I will be disclosing to all clients that I am a registered representative of Avantax Wealth Management & providing them the necessary disclosures. All investment related activities will be conducted through Avantax. 3) AKSALA WEALTH ADVISORS LLC; POSITION: Independent Contractor NATURE: Aksala Wealth Advisors is a full service financial planning firm. The goal of the firm is to aid individuals in their retirement planning needs. Their holistic model includes assistance in investment management, social security planning, guidance in retirement income planning, etc. All investment related activities will be conducted through Avantax. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 07/21/2020; 6260 Lake Osprey Dr, Lakewood Ranch FL 34240: I am a wealth advisor with Aksala Wealth. My goal is to bring in new clients (both individuals & 401k) to the firm via marketing efforts. I am also am responsible for aiding the team in any projects they have planned. I will be disclosing to all clients that I am a registered representative of Avantax Wealth Management & providing them the necessary disclosures. All investment related activities will be conducted through Avantax. 4) MCCORMACK WEALTH LLC POSITION: Owner NATURE: LLC created to cover business expenses INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 09/01/2020 ADDRESS: 4853 S Orange Ave, Suite #A, Orlando FL 32806, United States DESCRIPTION: Wealth Management 5)THE CATHOLIC FOUNDATION OF CENTRAL FLORIDA POSITION: Chair-Planned Giving Advisory Council NATURE: Lead the Planned Giving Advisory Council (PGAC) in providing educational services to professional advisors in the Central FL community regarding philanthropic giving to the Catholic Foundation of Central FL. The donations will be used to fund the operations of the Catholic Foundation of Central FL, which primarily focus on providing religious education to children, retirement assistance for elderly priests & housing/employment for adults with disabilities. I am not directly involved with the collection of donations nor involved with the investment of these funds. I am not involved with the investments or collection of funds for any of these Investment Services -Endowment Funds, Reserve Funds and Donor Advised Funds. I receive no compensation for the role & is purely a volunteer position to give back to my church. I cannot ever become the ROR on accounts for the organization or be listed on any accounts for the organization. I will not be involved in the selection process or the selection of any investments related to the activity and I will not offer any advice or suggestions related to the same INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 08/01/2025 ADDRESS: 50 E Robinson St, Orlando FL 32802, United States DESCRIPTION: Organize meetings, find topical speakers, outreach to recruit potential new members
CRS (Client Relationship Summary) - RIA
Click below to view Raymond Mccormack JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2017
Experience
Current
August 11, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 4853 S Orange Avenue Suite A, Orlando, FL 32806Office #2: 6260 Lake Osprey Dr, Lakewood Ranch, FL 34240RIA
CRD#: 105644
Orlando, FL
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 6260 Lake Osprey Dr, Lakewood Ranch, FL 34240Office #2: 4853 S Orange Ave Suite A, Orlando, FL 32805BD
CRD#: 13572
Lakewood Ranch, FL
Past
August 4, 2020 - September 8, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Lakewood Ranch, FL
Past
July 31, 2020 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Lakewood Ranch, FL
Past
April 28, 2016 - June 24, 2020
KESTRA ADVISORY SERVICES, LLC
RIA
CRD#: 283330
ORLANDO, FL
Past
November 19, 2015 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
Winter Park, FL
Past
September 14, 2015 - June 24, 2020
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
Winter Park, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/5/2025)
RR
California(9/5/2025)
RR
Colorado(9/5/2025)
RR
Connecticut(9/5/2025)
IAR
Florida(8/11/2025)
RR
Florida(9/5/2025)
RR
Georgia(9/5/2025)
RR
Indiana(9/5/2025)
RR
Kentucky(9/5/2025)
RR
Louisiana(9/5/2025)
RR
Maine(9/18/2025)
RR
Maryland(9/5/2025)
RR
Massachusetts(9/5/2025)
RR
Michigan(9/5/2025)
RR
North Carolina(9/5/2025)
RR
Ohio(9/5/2025)
RR
Pennsylvania(9/5/2025)
RR
South Carolina(9/5/2025)
RR
Tennessee(9/5/2025)
RR
Texas(9/5/2025)
IAR
Texas(9/6/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
