JH
Jason K. Hallett
THRIVENT INVESTMENT MANAGEMENT
Windsor, CO
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CRD#: 6541439
JH
Professional summary
Jason Kyle Hallett Sr, who also goes by Jason Kyle Hallett Sr, Jason Kyle Hallett, Jason Hallett, is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Windsor, Colorado.
Jason is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Jason has worked at 7 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jason Kyle Hallett Sr | Jason Kyle Hallett | Jason Hallett
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
TOWN OF WINDSOR POSITION: Town Board Member NATURE: I am on the town board, since 2022. We vote on the town budget and projects for the town. INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 0 START DATE: 04/05/2022 ADDRESS: 301 Walnut St., Windsor CO 80550, United States DESCRIPTION: Voting on town policy, discussing town projects with voters. Budget decisions.
CRS (Client Relationship Summary) - RIA
Click below to view Jason Kyle Hallett Sr's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jason Kyle Hallett Sr's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 20, 2025 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
RIA
BD
CRD#: 18387
Windsor, CO
Current
March 20, 2025 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 600 Portland Ave S Msc 7100, Minneapolis, MN 55415RIA
BD
CRD#: 18387
Minneapolis, MN
Past
February 1, 2021 - August 17, 2022
CENTAURUS FINANCIAL, INC.
RIA
CRD#: 30833
FORT COLLINS, CO
Past
February 1, 2021 - August 17, 2022
CENTAURUS FINANCIAL, INC.
BD
CRD#: 30833
FORT COLLINS, CO
Past
January 26, 2018 - February 5, 2021
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Windsor, CO
Past
January 26, 2018 - February 5, 2021
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Windsor, CO
Past
June 2, 2017 - August 24, 2017
HALLETT FINANCIAL LLC.
RIA
CRD#: 288160
WINDSOR, CO
Past
March 6, 2017 - April 25, 2017
NYLIFE SECURITIES LLC
BD
CRD#: 5167
ARVADA, CO
Past
January 14, 2016 - June 6, 2016
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
FORT COLLINS, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/3/2025)
RR
Alaska(6/3/2025)
RR
Arizona(6/2/2025)
RR
Arkansas(6/11/2025)
RR
California(5/30/2025)
RR
Colorado(3/21/2025)
IAR
Colorado(5/20/2025)
RR
Connecticut(5/30/2025)
RR
Delaware(6/7/2025)
RR
District of Columbia(5/30/2025)
IAR
District of Columbia(5/30/2025)
RR
Florida(5/30/2025)
RR
Georgia(6/3/2025)
RR
Hawaii(6/2/2025)
RR
Idaho(5/30/2025)
RR
Illinois(5/30/2025)
RR
Indiana(6/4/2025)
RR
Iowa(6/3/2025)
RR
Kansas(5/30/2025)
RR
Kentucky(5/30/2025)
RR
Louisiana(6/2/2025)
RR
Maine(6/2/2025)
RR
Maryland(6/9/2025)
RR
Massachusetts(6/2/2025)
RR
Michigan(5/30/2025)
RR
Minnesota(5/30/2025)
RR
Mississippi(5/30/2025)
RR
Missouri(5/30/2025)
RR
Montana(5/30/2025)
RR
Nebraska(5/30/2025)
RR
Nevada(5/30/2025)
RR
New Hampshire(6/3/2025)
RR
New Jersey(5/30/2025)
RR
New Mexico(5/30/2025)
RR
New York(5/30/2025)
RR
North Carolina(6/2/2025)
RR
North Dakota(6/2/2025)
RR
Ohio(5/30/2025)
RR
Oklahoma(5/30/2025)
IAR
Oklahoma(5/30/2025)
RR
Oregon(6/3/2025)
RR
Pennsylvania(6/2/2025)
RR
Rhode Island(6/2/2025)
RR
South Carolina(5/30/2025)
RR
South Dakota(6/2/2025)
RR
Tennessee(6/2/2025)
RR
Texas(5/30/2025)
IAR
Texas(5/30/2025)
RR
Utah(6/2/2025)
RR
Vermont(6/2/2025)
RR
Virginia(5/30/2025)
RR
Washington(6/2/2025)
RR
West Virginia(6/4/2025)
RR
Wisconsin(6/10/2025)
RR
Wyoming(6/2/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415
Phone number
+1 (800) 847-4836
Established
Delaware since 07/29/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,846
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
