KT
Kevin A. Thomas
KESTRA ADVISORY SERVICES
Simpsonville, SC
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CRD#: 6541061
KT
Professional summary
Kevin Alan Thomas is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Simpsonville, South Carolina and KESTRA INVESTMENT SERVICES, LLC located in Simponville, South Carolina.
Kevin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Kevin has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: KESTRA ADVISORY SERVICES, LLC POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 08/31/2021 ADDRESS: 5707 Southwest Parkway Building 2 Ste. 400, Austin TX 78735, United States DESCRIPTION: Provide investment advice Business Name: THE K2 METHOD POS: Coach NOB: Consulting INV REL: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 10/01/2021 ADDRESS: 4042 Blackmoor Street, Mount Pleasant SC 29466 DESC: Lead trainings, Q&A, and marketing Business Name: GOODLIFE INSURANCE POS: Agent NOB: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 12 START DATE: 07/20/2018 ADDRESS: 2395 Lancaster Pike, Reading PA 19607 DESC: Sell life, LTC and disability policies Business Name: K&A ENTERPRISE HOLDINGS LLC POS: Owner NOB: We use K&A as a pass through for tax purposes and to reduce self employment tax INV REL: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2021 ADDRESS: 1 Ramapo Ct, Simpsonville SC 29681 DESC: There is no duties because its solely used for tax purposes Business Name: KEVIN THOMAS POS: Owner NOB: Real Estate INVE REL: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2024 ADDRESS: 2868 Eagle Crest Way, Sevierville TN 37876 DESCRIPTION: -Managing the property and guest communications Business Name : SIMPLICITY LIFE POSITION: Producer/Agent NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 12/02/2024 ADDRESS: 4134 Deegan Court, Monticello MN 55362, United States DESCRIPTION: No obligations or duties other than using Simplicities portal to submit life insurance business. Business Name: GFX TRADING I LLC - SERIES IGNITE WEALTH PLANNING LLC POSITION: Member NATURE: Buying and Selling of foreign currency INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 12/23/2024 ADDRESS: 1013 Centre Rd, Suite 403S, Wilmington DE 19805, United States DESCRIPTION: Investors, we don't have any actual obligations to the LLC, we are just owners/investors.
CRS (Client Relationship Summary) - RIA
Click below to view Kevin Alan Thomas's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 31, 2021 - Present
KESTRA ADVISORY SERVICES, LLC
RIA
CRD#: 283330
Simpsonville, SC
Current
August 31, 2021 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 1 Ramapo Ct, Simponville, SC 29681BD
CRD#: 42046
Simponville, SC
Past
July 20, 2018 - September 15, 2021
LPL FINANCIAL LLC
RIA
CRD#: 6413
SIMPSONVILLE, SC
Past
July 20, 2018 - September 15, 2021
LPL FINANCIAL LLC
BD
CRD#: 6413
SIMPSONVILLE, SC
Past
July 13, 2016 - July 24, 2018
FORESTERS ADVISORY SERVICES, LLC
RIA
CRD#: 164663
CHARLOTTE, NC
Past
September 14, 2015 - July 24, 2018
FORESTERS FINANCIAL SERVICES, INC.
BD
CRD#: 305
CHARLOTTE, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(10/23/2025)
RR
Colorado(10/7/2021)
RR
Delaware(1/31/2025)
RR
Florida(8/31/2021)
RR
Georgia(8/31/2021)
RR
Kentucky(8/22/2023)
RR
Maryland(2/2/2023)
RR
Michigan(10/19/2021)
RR
Nevada(6/8/2023)
RR
New York(10/21/2021)
RR
North Carolina(9/15/2021)
RR
Ohio(10/4/2021)
RR
South Carolina(8/31/2021)
IAR
South Carolina(8/31/2021)
RR
Texas(12/21/2021)
IAR
Texas(12/21/2021)
RR
Virginia(8/31/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
