Kyle S. Petty
CETERA INVESTMENT ADVISERS
CARLISLE, PA 17013
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CRD#: 6541048
Kyle S PettyCETERA INVESTMENT ADVISERS
Professional summary
Kyle S Petty, CFP® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Carlisle, Pennsylvania and CETERA WEALTH SERVICES, LLC located in Carlisle, Pennsylvania.
Kyle is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Kyle has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: ORRSTOWN BANK DBA ORRSTOWN FINANCIAL ADVISORS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: BANKING POSITION/TITLE/RELATIONSHIP: FINANCIAL REPRESENTATIVE START DATE: 09/2015 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: FINANCIAL SERVICES 2.NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 2008, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF TRADING HOURS PER WEEK: 32.5, POSITION/TITLE/RELATIONSHIP: AGENT, BRIEF DESCRIPTION OF DUTIES: SELLING, HEALTH, LIFE, DISABILITY, AND LONG TERM CARE INSURANCE; 3.NAME OF OTHER BUSINESS: N/A INVESTMENT RELATED: NO ADDRESS: SAME AS RESIDENTIAL LOCATION START DATE: 8/2012 NATURE OF BUSINESS: NCAA MEN'S & WOMEN'S SOCCER OFFICIATING APX # OF HOURS PER WEEK: 6 APX # OF HOURS DURING TRADING HOURS: 0 POSITION/TITLE/RELATIONSHIP: SOCCER REFEREE DUTIES: GENERAL DUTIES: SOCCER OFFICIATING 4. NAME OF OTHER BUSINESS: MESSIAH LIFEWAYS; INVESTMENT RELATED: NO; ADDRESS: 100 MT ALLEN DR, MECHANICSBURG, PA 17055; NATURE OF BUSINESS: BOARD; START DATE: 7/2022; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: GENERAL BOARD MEMBER DUTIES, ATTEND BOARD MEETINGS; 5. NAME OF OTHER BUSINESS: CENTRAL MANOR CAMPMEETING; INVESTMENT RELATED: NO; ADDRESS: 798 CENTRAL MANOR RD, WASHINGTON BORO, PA 17582; NATURE OF BUSINESS: BOARD; START DATE: 1/2026; POSITION/TITLE/RELATIONSHIP: ELECTED BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: ATTENDING BOARD MEETINGS. VOTING ON BUDGETS AND SUPPORTING THE MISSION OF THE ORGANIZATION;
CRS (Client Relationship Summary) - RIA
Click below to view Kyle S Petty's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2020
Experience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1 Giant Ln, Carlisle, PA 17013RIA
CRD#: 105644
CARLISLE, PA
Current
September 25, 2015 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 1 Giant Ln, Carlisle, PA 17013BD
CRD#: 13572
CARLISLE, PA
Past
October 26, 2015 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
CARLISLE, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/11/2026)
RR
Colorado(8/21/2025)
RR
Delaware(2/28/2022)
RR
Florida(1/3/2024)
RR
Georgia(3/8/2023)
RR
Indiana(10/18/2023)
RR
Kansas(6/24/2026)
RR
Massachusetts(1/7/2020)
RR
Michigan(2/26/2026)
RR
New Hampshire(1/3/2024)
RR
New York(1/14/2023)
RR
North Carolina(2/18/2020)
RR
Ohio(11/23/2021)
RR
Pennsylvania(10/26/2015)
IAR
Pennsylvania(6/29/2023)
RR
Virginia(1/2/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Loading...
Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Carlisle, PA 17013TRUST BUT VERIFY
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