Tyler J. Miles

WEDMONT PRIVATE CAPITAL

Ellicott City, MD

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CRD#: 6541038

Professional summary

Tyler Jones Miles, CFP®, who also goes by Tyler Jones Miles, Tyler Miles, is a registered financial advisor currently at WEDMONT PRIVATE CAPITAL located in Ellicott City, Maryland.

Tyler is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Tyler has worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tyler Jones Miles | Tyler Miles

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)Keeney Financial Group;investment related;6811 Benjamin Franklin Dr,Suite 100,Columbia,MD 21046;wealth advisor;7/2022;160 hrs/month;6.5 hrs during trading;financial planning and advice provided to clients,offer investment and insurance products

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tyler Jones Miles's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2020

Experience

Current

February 22, 2024 - Present

WEDMONT PRIVATE CAPITAL

RIA

CRD#: 2525

BALTIMORE, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WEDMONT PRIVATE CAPITAL

WEDMONT PRIVATE CAPITAL | WEDMONT PRIVATE CAPITAL, LLC

CRD#: 305815 / SEC#: 801-121179

RIA

Registered Investment Advisory firm - (5/19/2021 Approved)

Massachusetts

Registered Investment Advisory firm - (5/28/2021 Terminated)

New York

Registered Investment Advisory firm - (5/28/2021 Terminated)

Pennsylvania

Registered Investment Advisory firm - (6/3/2021 Terminated)

Texas

Registered Investment Advisory firm - (5/28/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(2/22/2024)

IAR

Texas
(2/22/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/18/2015

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/12/2015

General Securities Representative Examination

Current Firm

WEDMONT PRIVATE CAPITAL

WEDMONT PRIVATE CAPITAL | WEDMONT PRIVATE CAPITAL, LLC

CRD#: 305815 / SEC#: 801-121179

RIA

Registered Investment Advisory firm - (5/19/2021 Approved)

Massachusetts

Registered Investment Advisory firm - (5/28/2021 Terminated)

New York

Registered Investment Advisory firm - (5/28/2021 Terminated)

Pennsylvania

Registered Investment Advisory firm - (6/3/2021 Terminated)

Texas

Registered Investment Advisory firm - (5/28/2021 Terminated)

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Contact information

Main Address

26 South Church Street Suite 1a, West Chester, PA 19382

Mailing Address

Phone number

(610) 885-8200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (24 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WPC PART 2A (1/21/2025)

Regulatory assets under management

Total Number of Accounts	2,017
AUM (Assets Under Management)	$ 2,370,836,249

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Tyler J. Miles

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tyler Jones Miles's CRS (Customer Relationship Summary).

Certified licenses

Experience

KEENEY FINANCIAL GROUP INC.

TRIAD ADVISORS LLC

SFG WEALTH MANAGEMENT

LPL FINANCIAL LLC

COMMONWEALTH FINANCIAL NETWORK

COMMONWEALTH FINANCIAL NETWORK

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

DEUTSCHE BANK SECURITIES INC.

DEUTSCHE BANK SECURITIES INC.

Primary Firm SEC Registration

WEDMONT PRIVATE CAPITAL

State Registrations and Notice Filings

Exams

Series 66

Date: 11/18/2015

SIE

Date: 10/1/2018

Series 7

Date: 10/12/2015

Current Firm

WEDMONT PRIVATE CAPITAL

Contact information

SEC notice filing (24 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WEDMONT PRIVATE CAPITAL

TRUST BUT VERIFY

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