Jennifer A. Pena
KESTRA ADVISORY SERVICES
Longmont, CO
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CRD#: 6540869
Professional summary
Jennifer Ann Pena, CFP®, who also goes by Jennifer Pena, Jennifer Ann Wilson, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Longmont, Colorado and KESTRA INVESTMENT SERVICES, LLC located in Littleton, Colorado.
Jennifer is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Jennifer has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jennifer Pena | Jennifer Ann Wilson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: PURSUIT WEALTH PLANNINGPOSITION: Co-President NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 7 START DATE: 01/08/2020 ADDRESS: 1950 W Littleton Blvd, Unit 115, Littleton CO 80120 DESCRIPTION: DBA only Business Name: KESTRA ADVISORY SERVICES, LLC POSITION: Financial Planner NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 7 START DATE: 01/08/2020 ADDRESS: 5707 Southwest Parkway Building 2, Suite 400 78735, Austin TX 78735 DESCRIPTION: Support in providing IA services to clients Business Name: PURSUIT, LLC. POSITION: Co-President NATURE: Firm Operations INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 105 START DATE: 01/08/2020 ADDRESS: 1950 W Littleton Blvd, Unit 115, Littleton CO 80120 DESCRIPTION: Running firm management duties. Payroll, HR, taxes.
CRS (Client Relationship Summary) - RIA
Click below to view Jennifer Ann Pena's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2022
Experience
Current
January 29, 2020 - Present
KESTRA ADVISORY SERVICES, LLC
Office #2: 1950 W Littleton Blvd Unit 115, Littleton, CO 80120RIA
CRD#: 283330
Longmont, CO
Current
January 29, 2020 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 1950 W Littleton Blvd Unit 115, Littleton, CO 80120BD
CRD#: 42046
Littleton, CO
Past
December 22, 2015 - January 31, 2020
OSAIC SERVICES, INC.
RIA
CRD#: 133763
LITTLETON, CO
Past
October 14, 2015 - January 31, 2020
OSAIC SERVICES, INC.
BD
CRD#: 133763
LITTLETON, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/29/2020)
RR
California(1/29/2020)
RR
Colorado(1/29/2020)
IAR
Colorado(1/29/2020)
RR
Florida(1/29/2020)
RR
Hawaii(10/13/2025)
RR
Idaho(1/29/2020)
RR
Illinois(1/29/2020)
RR
Indiana(1/29/2020)
RR
Iowa(1/29/2020)
RR
Kansas(6/10/2022)
RR
Michigan(1/29/2020)
RR
Mississippi(1/29/2020)
RR
Missouri(1/29/2020)
RR
Montana(1/30/2020)
RR
Nebraska(1/30/2020)
RR
Nevada(10/31/2025)
RR
New Mexico(1/29/2020)
RR
North Dakota(10/19/2023)
RR
Oregon(1/29/2020)
RR
South Carolina(1/30/2020)
RR
South Dakota(1/30/2020)
RR
Texas(1/30/2020)
RR
Utah(1/30/2020)
RR
Virginia(1/30/2020)
RR
Washington(1/30/2020)
RR
Wyoming(1/30/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
