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AM

Angelica Z. Mendoza Rodriguez

ANDBANC BROKERAGE
Miami, FL 33131
Some features on this profile are disabled
CRD#: 6539758
AM

Professional summary

Angelica Zamara Mendoza Rodriguez, who also goes by Angelica Zamara Mendoza, is a registered financial professional currently at ANDBANC BROKERAGE, LLC located in Miami, Florida.

Angelica is registered as a RR (Registered Representative) and started their career in finance in 2018. Angelica has worked at 1 firm and has passed the SIE and Series 99 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Angelica Zamara Mendoza

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Angelica Zamara Mendoza Rodriguez's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 6, 2018 - Present

ANDBANC BROKERAGE, LLC

Office #1: 201 S. Biscayne Boulevard, Suite 1100, Miami, FL 33131
BD
CRD#: 155979
Miami, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 99
Date: 8/6/2018
Operations Professional Examination
SRO Registrations
RR
FINRA

Current Firm

AB
ANDBANC BROKERAGE, LLC
ANDBANC BROKERAGE, LLC

CRD#: 155979 / SEC#: , 8-68759

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
201 S. Biscayne Boulevard, Suite 1100, Miami, FL 33131
Mailing Address
201 S. Biscayne Boulevard, Suite 1100, Miami, FL 33131
Phone number
(305) 702-1617
Established
Florida since 11/08/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (20 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ANDBANC WEALTH MANAGEMENT LLCOWNER / MEMBER153102
GILMAN, ROBERT CRAIGPRINCIPAL FINANCIAL OFFICER1738412
GRIBEL, CARLOS EDUARDOCEO
ZENO, JOHN JOSEPHCCO/AMLCO2871575

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ANDBANC BROKERAGE, LLC

CRD#: 155979Miami, FL 33131

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